NORTHWEST PIPE CO
For the period ended Dec 31, 2024. Filed Feb 27, 2025.
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FY2024 · Filed Feb 27, 2025
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Item 9B. Other Information
| Item 9B. | Other Information |
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During thethree months ended* December**31,* 2024, none of our directors or officers adopted, modified, or terminated a Rule10b5‑1 trading arrangement or a non-Rule10b5‑1 trading arrangement, as such terms are defined under Item408(a) of Regulation S‑K, except as follows:
On* December3, 2024, Aaron Wilkins, our Senior Vice President, Chief Financial Officer, and Corporate Secretary, adopted a Rule10b5‑1* trading arrangement for the sale of shares of our common stock, which is intended to satisfy the affirmative defense conditions of Rule10b5‑1(c) under the Exchange Act. Mr. Wilkins’ Rule10b5‑1 trading arrangement provides for the potential sale of up to 6,000 shares of our common stock between* March4,* 2025 and* April30,* 2025, so long as the market price of our common stock is higher than certain minimum threshold prices specified in Mr. Wilkins’ Rule10b5‑1 trading arrangement.
On* December6, 2024, Megan Kendrick, our Vice President of Human Resources, adopted a Rule10b5‑1* trading arrangement for the sale of shares of our common stock, which is intended to satisfy the affirmative defense conditions of Rule10b5‑1(c) under the Exchange Act. Ms. Kendrick’s Rule10b5‑1 trading arrangement provides for the potential sale of up to 3,500 shares of our common stock between* March17,* 2025 and* December31,* 2025, so long as the market price of our common stock is higher than certain minimum threshold prices specified in Ms. Kendrick’s Rule10b5‑1 trading arrangement.
On* December16, 2024, Scott Montross, our Director, President, and Chief Executive Officer, adopted a Rule10b5‑1* trading arrangement for the sale of shares of our common stock, which is intended to satisfy the affirmative defense conditions of Rule10b5‑1(c) under the Exchange Act. Mr. Montross’ Rule10b5‑1 trading arrangement provides for the potential sale of up to 12,000 shares of our common stock between* March20,* 2025 and* June30,* 2025, so long as the market price of our common stock is higher than certain minimum threshold prices specified in Mr. Montross’ Rule10b5‑1 trading arrangement.
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