Bridgeline Digital Inc
For the period ended Sep 30, 2024. Filed Dec 26, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Dec 26, 2024
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Item 15. Exhibits and Financial Statement Schedules
(a) Documents Filed as Part of this Form 10-K
- Financial Statements (included in Item 8 of this report on Form 10-K):
– Reports of Independent Registered Public Accounting Firm
–Consolidated Balance Sheets as of September 30, 2024 and 2023
–Consolidated Statements of Operations for the years ended September 30, 2024 and 2023
–Consolidated Statements of Comprehensive Income/(Loss) for the years ended September 30, 2024 and 2023
–Consolidated Statements of Stockholders’ Equity for the years ended September 30, 2024 and 2023
–Consolidated Statements of Cash Flows for the years ended September 30, 2024 and 2023
–Notes to Consolidated Financial Statements
- Financial Statement Schedules
–Not applicable
(b) Exhibits
Documents listed below, except for documents followed by a parenthetical, are being filed as exhibits. Documents followed by a parenthetical are not being filed herewith and, pursuant to Rule 12b-32 of the General Rules and Regulations promulgated by the SEC under the Securities Exchange Act of 1934 (the Act), reference is made to such documents as previously filed as exhibits with the SEC.
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit No. · Exhibit · Form · Filing Date · Exhibit No. · Filed Herewith | ||||
| 3.1 | Amended and Restated Certificate of Incorporation, as amended | 10-Q | May 15, 2013 | 3.1 |
| 3.2 | Amended and Restated By-Laws | 8-K | December 14, 2018 | 3.1 |
| 3.3 | Amendment to the Amended and Restated Bylaws of Bridgeline Digital, Inc., dated September 9, 2021 | 8-K | September 10, 2021 | 3.1 |
| 3.4 | Certificate of Designation of the Series A Convertible Preferred Stock | 8-K | November 4, 2014 | 3.1 |
| 3.5 | Certificate of Designation of the Series B Convertible Preferred Stock | 8-K | October 19, 2018 | 3.1 |
| 4.1 | Registration Rights Agreement, dated November 3, 2016, by and between Bridgeline Digital, Inc. and the Investors party thereto | 8-K | November 4, 2016 | 10.3 |
| 10.1 | Amended and Restated Stock Incentive Plan, as amended | DEF 14 A | July 14, 2014 | Appendix C |
| 10.2 | Form of Common Stock Purchase Warrant Issued to Placement Agent | 8-K | November 4, 2014 | 10.2 |
| 10.3 | Form of Common Stock Purchase Warrant Issued by Company to Michael Taglich dated January 7, 2015 | 8-K | January 9, 2015 | 10.2 |
| 10.4 | Form of Common Stock Purchase Warrant Issued by Company to Michael Taglich dated February 17, 2015 | 10-Q | February 17, 2015 | 10.2 |
| 10.5 | Form of Restricted Stock Agreement | 10-Q | May 15, 2015 | 10.6 |
| 10.6 | Form of Common Stock Purchase Warrant Issued by Company to Michael Taglich dated May 12, 2015 | 10-Q | May 15, 2015 | 10.9 |
| 10.7 | Form of Common Stock Purchase Warrant Issued by Company to Michael Taglich dated July 21, 2015 | 8-K | July 24, 2015 | 10.2 |
| 10.8 | Bridgeline Digital Inc. 2016 Stock Incentive Plan | DEF 14 A | March 22, 2016 | Appendix B |
| 10.9 | Form of Common Stock Purchase Warrant issued to Placement Agent | 8-K | May 17, 2016 | 10.3 |
| 10.10 | Placement Agreement between Bridgeline Digital, Inc and Taglich Brothers, Inc dated March 31, 2016 | 8-K | June 15, 2016 | 10.3 |
| 10.11 | Form of Securities Purchase Agreement dated November 3, 2016 | 8-K | November 4, 2016 | 10.1 |
| 10.12 | Form of Purchaser Warrant | 8-K | November 4, 2016 | 10.2 |
| 10.13 | Form of Registration Rights Agreement dated November 3, 2016 | 8-K | November 4, 2016 | 10.3 |
| 10.14 | Form of Insider Securities Purchase Agreement dated November 3, 2016 | 8-K | November 4, 2016 | 10.4 |
| 10.15 | Loan and Security Agreement between Bridgeline Digital, Inc and Montage Capital II, L.P. dated October 10, 2017 | 8-K | October 13, 2017 | 10.1 |
| 10.16 | Form of Warrant to Purchase Stock issued to Montage Capital II, L.P | 8-K | October 13, 2017 | 10.2 |
| 10.17 | Intercreditor Agreement between Heritage Bank of Commerce and Montage Capital II, L.P dated October 10, 2017 | 8-K | October 13, 2017 | 10.3 |
| 10.18 | First Amendment to the Loan and Security Agreement between Bridgeline Digital, Inc and Montage Capital II. LP, dated May 10, 2018 | 10-Q | May 15, 2018 | 10.2 |
| 10.19 | Form of Note Purchase Agreement | 8-K | September 11, 2018 | 10.1 |
| 10.20 | Form of Promissory Note | 8-K | September 11, 2018 | 10.2 |
| 10.21 | Form of Subordination Agreement | 8-K | September 11, 2018 | 10.3 |
| 10.22 | Second Amendment to the Loan and Security Agreement between Bridgeline Digital, Inc and Montage Capital II, L.P., dated October 22, 2018 | 8-K | October 24, 2018 | 10.1 |
| 10.23 | First Amendment to the Bridgeline Digital, Inc. 2016 Stock Incentive Plan | DEF 14-A | August 23, 2019 | Appendix B |
| 10.24 | Share Purchase Agreement, by and between the Company and WooRank SRL., dated February 2, 2021 | 8-K | February 3, 2021 | 10.1 |
| 10.25 | Form of Securities Purchase Agreement, dated February 4, 2021 | 8-K | February 9, 2021 | 10.1 |
| 10.26 | Form of Placement Agent Warrant, dated February 4, 2021 | 8-K | February 9, 2021 | 10.2 |
| 10.27 | Employment Agreement dated September 13, 2019 between Bridgeline Digital, Inc. and Roger “Ari” Kahn | 8-K | September 19, 2018 | 10.1 |
| 10.28 | First Amendment to Roger “Ari” Kahn’s Employment Agreement dated February 25, 2021 | 8-K | March 2, 2021 | 10.1 |
| 10.29 | Share Purchase Agreement, by and between the Company, Svanaco, Inc., an Illinois corporation, Svanawar, Inc., an Illinois corporation, and HawkSearch Inc., an Illinois corporation, dated May 11, 2021 | 8-K | May 12, 2021 | 10.1 |
| 10.30 | Employment Agreement dated November 30, 2021 between Bridgeline Digital, Inc. and Thomas R. Windhausen | 10-K | December 20, 2021 | 10.29 |
| 10.31 | Second Amendment to the Bridgeline Digital, Inc. 2016 Stock Incentive Plan | DEF 14-A | February 14, 2022 | Appendix A |
| 10.32 | Amendment to Stock Purchase Agreement, among Bridgeline Digital, Inc., Svanaco, Inc., Svanawar, Inc., and HawkSearch Inc., dated June 15, 2022. | 8-K | June 22, 2022 | 10.1 |
| 10.33 | Second Amendment to Roger “Ari” Kahn’s Employment Agreement, effective August 14, 2022 | 8-K | August 24, 2022 | 10.1 |
| 10.34 | Third Amendment to the Bridgeline Digital, Inc. 2016 Stock Incentive Plan | DEF 14-A | April 17, 2023 | Appendix A |
| Exhibit · Incorporated by Reference · Filed | |||||
|---|---|---|---|---|---|
| No. | Exhibit | Form | Filing Date | Exhibit No. | Herewith |
| 19.1 · Insider Trading Policy · X | |||||
| 21.1 · Subsidiaries of the Registrant · X | |||||
| 23.1 · Consent of PKF O’Connor Davies, LLP · X | |||||
| 31.1 · CEO Certification, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 · X | |||||
| 31.2 · CFO Certification, Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 · X | |||||
| 32.1 · CEO Certification, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 · X | |||||
| 32.2 · CFO Certification, Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 · X | |||||
| 97.1 | Clawback Policy | 10-K | December 27, 2023 | 97 | |
| 101.INS** | Inline XBRL Instance | X | |||
| 101.SCH** | Inline XBRL Taxonomy Extension Schema | X | |||
| 101.CAL** | Inline XBRL Taxonomy Extension Calculation | X | |||
| 101.DEF** | Inline XBRL Taxonomy Extension Definition | X | |||
| 101.LAB** | Inline XBRL Taxonomy Extension Labels | X | |||
| 101.PRE** | Inline XBRL Taxonomy Extension Presentation | X | |||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101) | X | |||
(c) Financial Statement Schedules
Not applicable
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.