cbdMD Inc
For the period ended Sep 30, 2024. Filed Dec 18, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Dec 18, 2024
YCBD$0.38-8.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 16. FORM 10-K SUMMARY
None
EXHIBIT INDEX
| Incorporated by Reference · Filed or Furnished Herewith | ||||
|---|---|---|---|---|
| No. | Exhibit Description | Form | Date Filed | Number |
| 1.1 | Underwriting Agreement, dated as of April 30, 2023, between cbdMD, Inc. and Maxim Group LLC | 8-K | 5/3/23 | 1.1 |
| 2.1 | Merger Agreement dated December 3, 2018 by and among Level Brands, Inc., AcqCo, LLC, cbdMD LLC and Cure Based Development, LLC | 8-K | 12/4/18 | 2.1 |
| 2.2 | Articles of Merger dated December 20, 2018 as filed with the Secretary of State of Nevada merging AcqCo, LLC with and into Cure Based Development, LLC | 10-Q | 2/14/19 | 2.2 |
| 2.3 | Articles of Merger dated December 20, 2018 as filed with the Secretary of State of North Carolina merging AcqCo, LLC with and into Cure Based Development, LLC | 10-Q | 2/14/19 | 2.3 |
| 2.4 | Articles of Merger dated December 20, 2018 as filed with the Secretary of State of Nevada merging Cure Based Development, LLC with an into cbdMD LLC | 10-Q | 2/14/19 | 2.4 |
| 2.5 | Articles of Merger dated December 20, 2018 as filed with the Secretary of State of North Carolina merging Cure Based Development, LLC with an into cbdMD LLC | 10-Q | 2/14/19 | 2.5 |
| 3.1 | Articles of Incorporation | 1-A | 9/18/17 | 2.1 |
| 3.2 | Articles of Amendment to the Articles of Incorporation filed April 22, 2015 | 1-A | 9/18/17 | 2.2 |
| 3.3 | Articles of Amendment to the Articles of Incorporation filed June 22, 2015 | 1-A | 9/18/17 | 2.3 |
| 3.4 | Articles of Amendment to the Articles of Incorporation filed November 17, 2016 | 1-A | 9/18/17 | 2.4 |
| 3.5 | Articles of Amendment to the Articles of Incorporation filed December 5, 2016 | 1-A | 9/18/17 | 2.5 |
| 3.6 | Bylaws, as amended | 1-A | 9/18/17 | 2.6 |
| 3.7 | Articles of Amendment to Articles of Incorporation dated April 22, 2019 | 8-K | 4/29/19 | 3.7 |
| 3.8 | Articles of Amendment to the Articles of Incorporation including the Certificate of Designations, Rights and Preferences of the 8% Series A Cumulative Convertible Preferred Stock filed October 11, 2019 | 8-A | 10/11/19 | 3.1(f) |
| 4.1 | Form of common stock certificate of the registrant | 1-A | 9/18/17 | 3.7 |
| 4.2 | 2015 Equity Compensation Plan+ | 1-A | 9/18/17 | 3.8 |
| 4.3 | Form of stock option award under 2015 Equity Compensation Plan+ | 1-A | 9/18/17 | 3.9 |
| 4.4 | 2021 Equity Compensation Plan+ | 8-K | 1/14/21 | 10.1 |
| 4.5 | Form of Representative’s Warrant dated May 15, 2019 | 8-K | 5/14/19 | 4.1 |
| 4.6 | Form of Representative’s Warrant dated October 16, 2019 | 8-K | 10/16/19 | 4.1 |
| 4.7 | Form of Representative’s Warrant dated January 9, 2020 | 8-K | 1/10/20 | 4.1 |
| 4.8 | Form of Representative’s Warrant dated December 11, 2020 | 8-K | 12/9/20 | 4.1 |
| 4.9 | Form of Representative’s Warrant dated June 28, 2021 | 8-K | 6/30/21 | 4.1 |
| 4.10 | Form of Representative’s Warrant dated May 3, 2023 | 8-K | 5/3/23 | 4.1 |
| 4.11 | Form of Senior Secured Convertible Promissory Note dated January 30, 2024 | 8-K | 2/2/24 | 4.1 |
| 10.1 | Form of Indemnification Agreement | 1-A | 9/18/17 | 6.21 |
| 10.2 | Office Lease dated July 11, 2019 | 10-Q | 8/14/19 | 10.1 |
| 10.3 | Westinghouse Boulevard Lease dated August 27, 2019 | 10-Q | 2/13/20 | 10.1 |
| 10.4 | Amended and Restated Executive Employment Agreement dated April 19, 2021 by and between cbdMD, Inc. and Martin A. Sumichrast+ | 8-K | 4/21/21 | 10.1 |
| 10.5 | Amended and Restated Executive Employment Agreement dated April 19, 2021 by and between CBD Industries LLC and R. Scott Coffman+ | 8-K | 4/21/21 | 10.2 |
| 10.6 | Asset Purchase Agreement by and among Twenty Two Capital, LLC, cbdMD, Inc., John J. Wiesehan III, Vieo Design, LLC and Bradley D. Trawick dated June 22, 2021 | 8-K | 7/27/21 | 10.1 |
| 10.7 | Executive Employment Agreement dated October 1, 2021 between cbdMD, Inc. and T. Ronan Kennedy+ | 8-K | 10/5/21 | 10.1 | |
| 10.8 | Amendment 1 to the Amended and Restated Executive Employment Agreement by and between cbd Industries, LLC and R. Scott Coffman Restated Agreement effective January 11, 2022+ | 8-K | 1/18/22 | 10.1 | |
| 10.9 | Equipment Purchase Agreement effective April 7, 2022 by and between cbd Industries, LLC and Old Belts Extracts LLC | 10-Q | 5/13/22 | 10.21 | |
| 10.10 | Separation Agreement by and between Martin A. Sumichrast and cbdMD, Inc., and its subsidiaries effective June 11, 2022+ | 8-K | 6/13/22 | 10.1 | |
| 10.11 | Membership Interest Transfer Agreement dated June 22, 2022 | 10-Q | 8/11/22 | 10.22 | |
| 10.12 | Agreement for Advertising Placement dated February 1, 2023 | S-1 | 3/13/23 | 10.17 | |
| 10.13 | Side Letter – Keystone Capital Partners, LLC | S-1 | 3/13/23 | 10.20 | |
| 10.14 | Common Stock Purchase Agreement dated March 2, 2023 by and among cbdMD, Inc. and Keystone Capital Partners, LLC | 8-K | 3/2/23 | 10.1 | |
| 10.15 | Registration Rights Agreement dated March 2, 2023 by and among cbdMD, Inc. and Keystone Capital Partners, LLC | 8-K | 3/2/23 | 10.2 | |
| 10.16 | Securities Purchase Agreement, dated as of January 30, 2024, by and between cbdMD, Inc. and the Investors* | 8-K | 2/2/24 | 10.1 | |
| 10.17 | Security Agreement, dated as of January 30, 2024, by and between cbdMD, Inc. and the Investors* | 8-K | 2/2/24 | 10.2 | |
| 10.18 | Registration Rights Agreement, dated January 30, 2024, by and between cbdMD, Inc. and the Investors | 8-K | 2/2/24 | 10.3 | |
| 10.19 | License Agreement, effective as of March 20, 2024, by and between cbdMD, Inc. and HSKL, Inc. | 8-K | 3/18/24 | 10.1 | |
| 10.20 | Lease Forbearance Agreement, dated as of March 14, 2024, by and between cbdMD, Inc. and HSKL, Inc. | 8-K | 3/18/24 | 10.2 | |
| 10.21 | Amendment to Extend Westinghouse Boulevard Lease dated November 26, 2024 | 8-K | 11/26/24 | 10.1 | |
| 14.1 | Code of Business Conduct and Ethics | 1-A | 9/18/17 | 15.1 | |
| 19.1 | Insider Trading Policy | 10-K | 12/22/23 | 19.1 | |
| 21.1 | Subsidiaries of the Registrant | 10-K | 12/17/21 | 21.1 | |
| 23.1 | Consent of Cherry Bekaert LLP | Filed | |||
| 24.1 | Power of attorney (included on signature page of this report) | Filed | |||
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer | Filed | |||
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer | Filed | |||
| 32.1 | Section 1350 Certification of Chief Executive Officer and Chief Financial Officer | Filed | |||
| 97.1 | Clawback Policy | 10-K | 12/22/23 | 97.1 | |
| 101 INS | Inline XBRL Instance Document | Filed | |||
| 101 SCH | Inline XBRL Taxonomy Extension Schema | Filed | |||
| 101 CAL | Inline XBRL Taxonomy Extension Calculation Linkbase | Filed | |||
| 101 LAB | Inline XBRL Taxonomy Extension Label Linkbase | Filed | |||
| 101 PRE | Inline XBRL Taxonomy Extension Presentation Linkbase | Filed | |||
| 101 DEF | Inline XBRL Taxonomy Extension Definition Linkbase | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101) | ||||
| + | Indicates management contract or compensatory plan. |
| * | Certain exhibits and schedules have been omitted in accordance with Item 601(a)(5) of Regulation S-K. The registrant agrees to furnish supplementally a copy of any omitted exhibit or schedule to the Commission upon its request. |
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