MIND TECHNOLOGY INC
For the period ended Oct 31, 2024. Filed Dec 12, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Oct 31, 2024 · Filed Dec 12, 2024
MIND$3.34+2.1%Stored close · as of Nov 6, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Exhibit Index
| Exhibit | Document Description | Form | Exhibit |
|---|---|---|---|
| Number · Reference | |||
| 2.1 | A Stock Purchase Agreement dated as of August 21, 2023, by and among General Oceans, Inc., Klein Marine Systems Inc. and MIND Technology, Inc. | Current Report on Form 8-K, filed with the SEC on August 21, 2023. | 10.1 |
| 3.1 | Amended and Restated Certificate of Incorporation of MIND Technology, Inc. | Current Report on Form 8-K, filed with the SEC on August 7, 2020. | 3.3 |
| 3.2 | Certificate of Amendment of Certificate of Incorporation of MIND Technology, Inc., effective as of October 12, 2023. | Current Report on Form 8-K, filed with the SEC on October 13, 2023. | 3.1 |
| 3.3 | Amended and Restated Bylaws of MIND Technology, Inc. | Current Report on Form 8-K, filed with the SEC on August 7, 2020. | 3.4 |
| 3.4 | Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock | Current Report on Form 8-K, filed with the SEC on August 7, 2020. | 3.5 |
| 3.5 | Certificate of Amendment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock | Form 8-K filed with the SEC on September 25, 2020. | 3.1 |
| 3.6 | Second Certificate of Amendment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock | Registration Statement on Form S-1 filed with the SEC on October 25, 2021. | 3.5 |
| 3.7 | Third Certificate of Amendment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock | Form 8-K filed with the SEC on November 4, 2021. | 3.3 |
| 3.8 | Fourth Certificate of Amendment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock | Form 8-K filed with the SEC on October 13, 2023. | 3.2 |
| 3.9 | Fifth Certificate of Amendment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock | Form 8-K filed with the SEC on September 5, 2024. | 3.1 |
| 3.10 | Texas Certificate of Merger, effective as of August 3, 2020 | Current Report on Form 8-K, filed with the SEC on August 7, 2020. | 3.1 |
| 3.11 | Delaware Certificate of Merger, effective as of August 3, 2020 | Current Report on Form 8-K, filed with the SEC on August 7, 2020. | 3.2 |
| 31.1† | Certification of Robert P. Capps, Chief Executive Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | ||
| 31.2† | Certification of Mark A. Cox, Chief Financial Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | ||
| 32.1† | Certification of Robert P. Capps, Chief Executive Officer, and Mark A. Cox, Chief Financial Officer, under Section 906 of the Sarbanes Oxley Act of 2002, 18 U.S.C. § 1350 | ||
| 101.INS† | Inline XBRL Instance Document | ||
| 101.SCH† | Inline XBRL Taxonomy Extension Schema Document | ||
| 101.CAL† | Inline XBRL Taxonomy Extension Calculation of Linkbase Document | ||
| 101.DEF† | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||
| 101.LAB† | Inline XBRL Taxonomy Extension Label Linkbase Document | ||
| 101.PRE† | Inline XBRL Taxonomy Extension Presentation Linkbase Document | ||
| 104† | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.