Fluent Inc
For the period ended Sep 30, 2024. Filed Nov 15, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 15, 2024
FLNT$3.67-4.4%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
| Incorporated by Reference · Filed | ||||||
|---|---|---|---|---|---|---|
| Exhibit No. | Exhibit Description | Form | File No. | Exhibit | Filing Date | Herewith |
| 3.1 | Certificate of Domestication. | 8-K | 001-37893 | 3.1 | 3/26/2015 | |
| 3.2 | Certificate of Incorporation. | 8-K | 001-37893 | 3.2 | 3/26/2015 | |
| 3.3 | Certificate of Amendment to the Certificate of Incorporation. | 8-K | 001-37893 | 3.1 | 9/26/2016 | |
| 3.4 | Certificate of Amendment to the Certificate of Incorporation. | 8-K | 001-37893 | 3.1 | 4/16/2018 | |
| 3.5 | Certificate of Amendment to the Certificate of Incorporation of Fluent, Inc. effective April 11, 2024. | 8-K | 001-37893 | 3.1 | 4/12/2024 | |
| 3.6 | Amended and Restated Bylaws. | 8-K | 001-37893 | 3.2 | 2/19/2019 | |
| 10.1 | Letter Agreement to Credit Agreement, dated as of July 31, 2024, by and among Crystal Financial LLC D/B/A SLR Credit Solutions, Crystal Financial SPV LLC and Fluent, LLC. | 10-Q | 001-37893 | 10.6 | 8/19/2024 | |
| 10.2 | Second Letter Agreement to Credit Agreement, dated as of August 14, 2024, by and among Crystal Financial LLC D/B/A SLR Credit Solutions, Crystal Financial SPV LLC and Fluent, LLC. | 10-Q | 001-37893 | 10.7 | 8/19/2024 | |
| 10.3 | Second Amendment to Letter Agreement for Consulting Services, effective as of August 1, 2024, by and between Fluent, LLC and CRIO, LLC. | 10-Q | 001-37893 | 10.9 | 8/19/2024 | |
| 10.4 | Securities Purchase Agreement, dated as of August 19, 2024, by and among Fluent, Inc. and the purchasers. | 10-Q | 001-37893 | 10.10 | 8/19/2024 | |
| 10.5 | Form of Convertible Subordinated Promissory Note, dated as of August 19, 2024, by and between Fluent, Inc. and purchaser party thereto. | 10-Q | 001-37893 | 10.11 | 8/19/2024 | |
| 10.6 | Form of Second Amendment Subordination Agreement, dated as of August 19, 2024, by and among Fluent, Inc., Crystal Financial LLC D/B/A SLR Credit Solutions, and the Subordinated Creditor party thereto. | 10-Q | 001-37893 | 10.12 | 8/19/2024 | |
| 10.7 | Second Amendment to Credit Agreement, dated as of August 19, 2024, by and among Crystal Financial LLC D/B/A SLR Credit Solutions, Crystal Financial SPV LLC, and Fluent, LLC. | 10-Q/A | 001-37893 | 10.8 | 8/21/2024 | |
| 10.8++ | Employment Agreement, by and between Fluent, Inc. and Ryan Perfit, dated September 1, 2024. | X | ||||
| 10.9 | Letter Agreement to Credit Agreement, dated as of October 30, 2024, by and among Crystal Financial LLC D/B/A SLR Credit Solutions, Crystal Financial SPV LLC, and Fluent, LLC. | X |
| 10.10+ | Joinder Agreement to Credit Agreement, dated as of November 1, 2024, by and among Crystal Financial LLC D/B/A SLR Credit Solutions, Crystal Financial SPV LLC, and Fluent, LLC.+ | X |
| 10.11 | Third Amendment to Credit Agreement, dated as of November 15, 2024, by and amount Crystal Financial LLC D/B/A SLR Credit Solutions, Crystal Financial SPV LLC, and Fluent, LLC. | X |
| 31.1 | Certification of Chief Executive Officer filed pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a) of the Securities and Exchange Act of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X |
| 31.2 | Certification of Chief Financial Officer filed pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a) of the Securities and Exchange Act of 1934 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X |
| 32.1* | Certification by Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
| 32.2* | Certification by Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
| 101.INS | Inline XBRL Instance Document (the Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X |
| * | Furnished herewith. This certification is deemed not filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act. | |
| + | Certain of the schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601(b)(10). The Company hereby undertakes to furnish supplementally a copy of all omitted schedules to the SEC upon its request. | |
| ++ | Management contract or compensatory plan or arrangement |
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