Super League Enterprise Inc
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 14, 2024
SLE$4.38+1.5%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. Exhibits
| ITEM 6. | EXHIBITS |
|---|
| (b) | Exhibits |
|---|
| Exhibit No. | Description | Incorporation by Reference |
| 3.1 | Certificate of Designation of Preferences Rights and Limitations of the Series AAA Junior Preferred Stock | Exhibit 3.1 to the Current Report on Form 8-K, filed on July 2, 2024. |
| 3.2 | Certificate of Designation of Preferences, Rights and Limitations of the Series AAA-2 Junior Convertible Preferred Stock | Exhibit 3.1 to the Current Report on Form 8-K, filed on July 16, 2024 |
| 3.3 | Certificate of Designation of Preferences, Rights and Limitations of the Series AAA-3 Junior Preferred Stock | Exhibit 3.1 to the Current Report on Form 8-K, filed on September 23, 2024 |
| 3.4 | Certificate of Correction to Certificate of Designation of Preferences, Rights and Limitations of the Series AAA Junior Preferred Stock | Exhibit 3.2 to the Current Report on Form 8-K, filed on September 23, 2024 |
| 3.5 | Certificate of Correction to Certificate of Designation of Preferences, Rights and Limitations of the Series AAA-2 Junior Preferred Stock | Exhibit 3.3 to the Current Report on Form 8-K, filed on September 23, 2024 |
| 3.6 | Certificate of Designation of Preferences, Rights and Limitations of the Series AAA-4 Junior Preferred Stock | Exhibit 3.1 to the Current Report on Form 8-K, filed October 1, 2024 |
| 10.1** | Form of Series AAA Junior Subscription Agreement | Exhibit 10.1 to the Current Report on Form 8-K filed on July 2, 2024. |
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| 10.2** | Form of Series AAA Junior Registration Rights Agreement | Exhibit 10.2 to the Current Report on Form 8-K, filed on July 2, 2024 |
| 10.3 | Placement Agency Agreement, dated June 3, 2024, by and between Super League Enterprise, Inc., and Aegis Capital Corporation | Exhibit 10.1 to the Current Report on Form 8-K, filed on July 16, 2024 |
| 10.4 | Form of Series AAA Junior Placement Agent Warrant | Exhibit 10.2 to the Current Report on Form 8-K, filed on July 16, 2024 |
| 10.5 | Placement Agency Agreement, dated August 23, 2024, by and between Super League Enterprise, Inc., and Aegis Capital Corporation, as amended on August 29, 2024 | |
| 10.6** | Form of Series AAA-3 Junior Subscription Agreement | Exhibit 10.1 to the Current Report on Form 8-K, filed on September 23, 2024 |
| 10.7** | Form of Series AAA-3 Junior Registration Rights Agreement | Exhibit 10.2 to the Current Report on Form 8-K, filed on September 23, 2024 |
| 10.8 | Form of Investor Warrant | Exhibit 10.3 to the Current Report on Form 8-K, filed on September 23, 2024 |
| 10.9 | Form of Series AAA-3 Junior Placement Agent Warrant | Exhibit 10.4 to the Current Report on Form 8-K, filed on September 23, 2024 |
| 10.10 | Binding Term Sheet, dated September 30, 2024, between Super League Enterprise, Inc., and Infinite Reality, Inc. | Exhibit 10.1 to the Current Report on Form 8-K, filed on October 4, 2024 |
| 10.11 | Equity Exchange Agreement, dated September 30, 2024, by and between Super League Enterprise, Inc., and Infinite Reality, Inc, | Exhibit 10.2 to the Current Report on Form 8-K, filed on October 4, 2024 |
| 10.12 | Form of Securities Purchase Agreement, dated October 24, 2024 | Exhibit 10.1 to the Current Report on Form 8-K, filed on October 25, 2024 |
| 10.13 | Amended and Restated Equity Exchange Agreement, dated October 29, 2024, by and between Super League Enterprise, Inc., and Infinite Reality, Inc. | Exhibit 10.1 to the Current Report on Form 8-K, filed on October 29, 2024 |
| 10.14 | Unsecured Promissory Note, dated August 1, 2024, issued to Sam Drozdov by Super League Enterprise, Inc. | |
| 10.15 | Unsecured Promissory Note, dated August 1, 2024, issued to Bloxbiz Co. by Super League Enterprise, Inc. | |
| 10.16 | Unsecured Promissory Note, dated August 1, 2024, issued to Ben Khakshoor by Super League Enterprise, Inc. | |
| 10.17 | Business Loan Agreement, dated November 8, 2024, by and among Super League Enterprise, Inc., InPVP, LLC, Agile Capital Funding, LLC, and Agile Lending, LLC | |
| 10.18 | Confessed Judgment Secured Promissory Note, dated November 8, 2024, issued by Super League Enterprise, Inc. and InPVP, LLC, to Agile Lending, LLC | |
| 31.1 | Certification of the Principal Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 31.2 | Certification of the Principal Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | |
| 32.1 | Certification of the Principal Executive Officer and Principal Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | |
| 101.INS | Inline XBRL Instance Document - The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL Document and included in Exhibit 101) |
** Certain portions of this exhibit (indicated by “[*****]”) have been omitted as the Company has determined (i) the omitted information is not material and (ii) the omitted information would likely cause harm to the Company if publicly disclosed.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SUPER LEAGUE ENTERPRISE, INC. | |
| By | /s/ Ann Hand |
| Ann Hand Chief Executive Officer (Principal Executive Officer) |
| By | /s/ Clayton Haynes |
| Clayton Haynes Chief Financial Officer (Principal Financial and Accounting Officer) |
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