ASTROTECH Corp
For the period ended Sep 30, 2024. Filed Nov 13, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 13, 2024
ASTC$4.32+2.1%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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ITEM 6. EXHIBITS
| Exhibit No. | Description | Incorporation by Reference |
| 3.1 | Certificate of Incorporation, as filed with the Secretary of State of the State of Delaware. | Exhibit 3.1 to Form 8-K filed on December 28, 2017. |
| 3.2 | Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.1 of the Registrant’s Form 8-K filed with the Securities and Exchange Commission on August 1, 2023). | Exhibit 3.1 to Form 8-K filed on August 1, 2023. |
| 3.3 | Certificate of Designations of Series A Junior Participating Preferred Stock, as filed with the Secretary of State of the State of Delaware. | Exhibit 3.3 to Form 8-K filed on December 28, 2017. |
| 3.4 | Certificate of Designations of Preferences, Rights and Limitations of Series D Convertible Preferred Stock, as filed with the Delaware Secretary of State on April 17, 2019. | Exhibit 3.2 to Form 8-K filed on April 23, 2019. |
| 3.5 | Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation. | Exhibit 3.1 to Form 8-K filed on July 1, 2020. |
| 3.6 | Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation. | Exhibit 3.1 to Form 8-K filed on October 12, 2021. |
| 3.7 | Third Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation. | Exhibit 3.1 to Form 8-K filed on November 23, 2022. |
| 4.1 | Rights Agreement between the Company and American Stock Transfer & Trust Company, LLC, as Rights Agent, dated as of December 21, 2022. | Exhibit 4.1 to Form 8-K filed on December 21, 2022. |
| 4.2 | Amendment No. 1 to Rights Agreement dated as of December 18, 2023 to the Rights Agreement between the Company and Equiniti Trust Company, as Rights Agent, dated as of December 21, 2022. | Exhibit 4.2 to Form 8-K filed on December 18, 2023. |
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934. | Filed herewith. |
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934. | Filed herewith. |
| 32.1 | Certification pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934. | Furnished herewith. |
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | Filed herewith. |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed herewith. |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed herewith. |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed herewith. |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed herewith. |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed herewith. |
| 104 | The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, has been formatted in Inline XBRL. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Astrotech Corporation | |
| Date: November 13, 2024 | /s/ Jaime Hinojosa |
|---|---|
| Jaime Hinojosa | |
| Chief Financial Officer, Treasurer and Secretary (Principal Financial and Accounting Officer) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.