RBB Bancorp
For the period ended Sep 30, 2024. Filed Nov 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 8, 2024
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ITEM 5. OTHER INFORMATION
| ITEM 5. | OTHER INFORMATION |
|---|
Rule10b5-1 Trading Plans
During the quarter ended* September 30, 2024,*no officer or director of the Company adopted or terminated any contract, instruction, or written plan for the purchase or sale of securities of our common stock that is intended to satisfy the affirmative defense conditions of Exchange Act Rule10b5-1(c) or any non-Rule10b5-1 trading arrangement as defined in17 CFR§229.408(c), except as follows:
| Trading Arrangement | ||||||
|---|---|---|---|---|---|---|
| Name · Title · Action · Date · Rule 10b5-1* · Non-Rule 10b5-1** · Total Shares to be Sold · Expiration Date | ||||||
| David Morris | Chief Executive Officer | Adopted | 7/26/2024 | X | 9,000 | 4/30/2026 |
Intended to satisfy the affirmative defense of Rule10b5*-1(c)
Not intended to satisfy the affirmative defense of Rule10b5-1(c)
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