ETHAN ALLEN INTERIORS INC
For the period ended Jun 30, 2024. Filed Aug 23, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Aug 23, 2024
ETD$18.03-11.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
| (1) | Financial Statements |
The information required by this item is included in Item 8.Financial Statements and Supplementary Data, of this Annual Report on Form 10-K which is incorporated herein.
| (2) | Financial Statement Schedules |
Separate financial statement schedules have been omitted either because they are not applicable or because the required information is included in the consolidated financial statements or notes described in Item 15(a)(1) above.
| (3) | Exhibits |
The information required by this item is set forth below.
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation | 8-K | 001-11692 | 3(a) | 11/18/2016 | - |
| 3.2 | Amended and Restated By-laws of the Company | 8-K | 001-11692 | 3(d) | 11/18/2016 | - |
| 4.1 | Description of Securities of the Registrant | 10-K | 001-11692 | 4.1 | 8/29/2022 | - |
| 10.1 | Restated Directors Indemnification Agreement dated March 1993, among the Company and Ethan Allen and their Directors (incorporated by reference to Exhibit 10(c) to the Registration Statement on Form S-1 of the Company filed with the SEC on March 16, 1993) | S-1 | 33-57216 | 10(c) | 3/16/1993 | - |
| 10.2* | Employment Agreement between the Company and M. Farooq Kathwari dated October 1, 2015 | 8-K | 001-11692 | 10.1 | 10/2/2015 | - |
| 10.3* | Change in Control Severance Plan | 8-K | 001-11692 | 10.3 | 10/2/2015 | - |
| 10.4* | Ethan Allen Interiors Inc. Stock Incentive Plan | DEFC14A | 001-11692 | Appendix A | 10/27/2015 | - |
| 10.5* | Form of Option Agreement for Grants to Independent Directors | 10-K | 001-11692 | 10(h)-4 | 9/13/2005 | - |
| 10.6* | Form of Option Agreement for Grants to Employees | 10-K | 001-11692 | 10(h)-5 | 9/13/2005 | - |
| 10.7* | Form of Restricted Stock Agreement for Executives | 8-K | 001-11692 | 10(f)-1 | 11/19/2007 | - |
| 10.8* | Form of Stock Option Agreement for Grants to Employees that include performance conditions | 10-Q | 001-11692 | 10(g)-5 | 5/1/2014 | - |
| 10.9 | Third Amended and Restated Credit Agreement among Ethan Allen Interiors Inc., most of its domestic subsidiaries, and J.P. Morgan Chase Bank, N.A., as Administrative Agent and Syndication Agent, and Capital One, National Association, as Documentation Agent, dated as of January 26, 2022 | 10-Q | 001-11692 | 10.1 | 1/27/2022 | - |
| 10.10* | Employment Agreement between the Company and M. Farooq Kathwari dated February 3, 2022 | 8-K | 001-11692 | 10.1 | 2/3/2022 | - |
| 10.11* | Amended Employment Agreement between the Company and M. Farooq Kathwari dated July 30, 2024 | 8-K | 001-11692 | 10.1 | 7/31/2024 | - |
| 10.12* | Form of Performance-Based Stock Unit Agreement for M. Farooq Kathwari | 8-K | 001-11692 | 10.2 | 2/3/2022 | - |
| 10.13* | Form of Restricted Stock Unit Agreement for M. Farooq Kathwari | 8-K | 001-11692 | 10.3 | 2/3/2022 | - |
| 19.1 | Insider Trading Policy | 10-K | 001-11692 | 19.1 | 8/24/2023 | - |
| 21 | Subsidiaries of Ethan Allen Interiors Inc. | - | - | - | - | X |
| 23.1 | Consent of Independent Registered Public Accounting Firm (CohnReznick LLP) | - | - | - | - | X |
| 31.1 | Certification of Principal Executive Officer pursuant to Exchange Act Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | - | - | - | - | X |
| 31.2 | Certification of Principal Financial Officer pursuant to Exchange Act Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended | - | - | - | - | X |
| 32.1† | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | - | - | - | - | - |
| 32.2† | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | - | - | - | - | - |
| 97.1 | Policy Governing the Recovery of Erroneously Awarded Compensation | 10-K | 001-11692 | - | 8/24/2023 | - |
| 101.INS | Inline XBRL Instance Document | - | - | - | - | X |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | - | - | - | - | X |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | - | - | - | - | X |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | - | - | - | - | X |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | - | - | - | - | X |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | - | - | - | - | X |
| 104 | Cover page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | - | - | - | - | X |
- Management contract or compensatory plan, contract or arrangement
† Furnished herewith
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.