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AEye Inc

For the period ended Jun 30, 2024. Filed Aug 7, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2024 · Filed Aug 7, 2024

LIDR$0.90+3.6%Stored close · as of Nov 9, 2026

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Item 5. Other Information

Rule10b5*-1 Trading Plans*. During thethree months ended* June 30, 2024*, Luis C. Dussan, a member of the Company's board of directors, in his capacity as the trustee of both the Luis Dussan Trust A U/A/D5/18/2022 and the Jennifer Dussan Trust A U/A/D5/18/2022, adopted identical trading plans for each trust intended to be a "Rule10b5-1 trading arrangement," as that term is defined in Item408(a) of Regulation S-K. Each plan was adopted on or about* June 13, 2024 and provides the potential sale of up to 36,000 of the Company's common shares, for a cumulative total of 72,000 common shares. The trading plans will cease upon the earlier of September 30, 2025*or the completion of all transactions subject to the trading plans.

During thethree months ended* June 30, 2024,no other director or officer of the Company adopted or terminated a "Rule10b5*-1 trading arrangement" or "non-Rule10b5-1 trading arrangement" as each term is defined in Item408(a) of Regulation S-K.

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