AMERICAN SUPERCONDUCTOR CORP DE
For the period ended Mar 31, 2024. Filed May 29, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed May 29, 2024
AMSC$25.33+8.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 16. Form 10-K Summary
None.
EXHIBIT INDEX
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number · Exhibit Description · Form · File No. · Exhibit · Filing Date · Filed/Furnished Herewith | |||||
| 3.1 | Restated Certificate of Incorporation of the Registrant, as amended. | S-3 | 333-191153 | 3.1 | 9/13/2013 |
| 3.2 | Certificate of Amendment of Restated Certificate of Incorporation of the Registrant, dated March 24, 2015. | 8-K | 000-19672 | 3.1 | 3/24/2015 |
| 3.3 | Amended and Restated By-Laws of the Registrant. | 8-K | 333-191153 | 3.1 | 2/1/2021 |
| 4.1 | Form of Indenture. | S-3 | 333-276766 | 4.1 | 1/30/2024 |
| 4.2 | Description of Capital Stock. | 10-K | 000-19672 | 4.3 | 6/5/2019 |
| 10.1+ | 2007 Stock Incentive Plan, as amended. | 8-K | 000-19672 | 10.1 | 8/6/2019 |
| 10.2+ | Form of Incentive Stock Option Agreement under 2007 Stock Incentive Plan, as amended. | 8-K | 000-19672 | 10.2 | 8/7/2007 |
| 10.3+ | Form of Non-statutory Stock Option Agreement under 2007 Stock Incentive Plan, as amended. | 8-K | 000-19672 | 10.3 | 8/7/2007 |
| 10.4+ | Form of Restricted Stock Agreement Regarding Awards to Executive Officers under 2007 Stock Incentive Plan, as amended. | 8-K | 000-19672 | 10.4 | 8/7/2007 |
| 10.5+ | Form of Restricted Stock Agreement Regarding Awards to Employees, under 2007 Stock Incentive Plan, as amended. | 8-K | 000-19672 | 10.5 | 8/7/2007 |
| 10.6+ | Form of Restricted Stock Agreement (regarding performance-based awards to executive officers and employees) under 2007 Stock Incentive Plan, as amended. | 8-K | 000-19672 | 10.1 | 5/20/2008 |
| 10.7+ | Form of Option Surrender Agreement under 2007 Stock Incentive Plan, as amended. | 10-Q | 000-19672 | 10.4 | 11/6/2018 |
| 10.8+ | Form of Performance-Based Restricted Stock Agreement for Executive Officers under 2007 Stock Incentive Plan, as amended. | 10-Q | 000-19672 | 10.1 | 2/5/2020 |
| 10.9+ | Form of Time-Based Restricted Stock Agreement for Executive Officers under 2007 Stock Incentive Plan, as amended. | 10-Q | 000-19672 | 10.2 | 2/5/2020 |
| 10.10+ | Amended and Restated 2007 Director Stock Plan. | 8-K | 000-19672 | 10.5 | 8/5/2022 |
| 10.11+ | Form of Non-statutory Stock Option Agreement Under Amended and Restated 2007 Director Stock Plan. | 8-K | 000-19672 | 10.7 | 8/7/2007 |
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number · Exhibit Description · Form · File No. · Exhibit · Filing Date · Filed/Furnished Herewith | |||||
| 10.12+ | 2022 Stock Incentive Plan. | 8-K | 000-19672 | 10.1 | 8/5/2022 |
| 10.13+ | Form of Time-Based Restricted Stock Agreement Under 2022 Stock Incentive Plan. | 8-K | 000-19672 | 10.2 | 8/5/2022 |
| 10.14+ | Form of Performance-Based Restricted Stock Agreement Under 2022 Stock Incentive Plan. | 8-K | 000-19672 | 10.3 | 8/5/2022 |
| 10.15+ | Form of Option Agreement Under 2022 Stock Incentive Plan. | 8-K | 000-19672 | 10.4 | 8/5/2022 |
| 10.16+ | Form of Employee Nondisclosure and Developments Agreement. | 10-K/A | 333-43647 | 10.11 | 6/7/2018 |
| 10.17+ | Amended and Restated Executive Severance Agreement, dated as of May 24, 2011, between the Registrant and Daniel P. McGahn. | 8-K | 000-19672 | 10.2 | 5/24/2011 |
| 10.18+ | Executive Severance Agreement, dated as of January 13, 2012, between the Registrant and John W. Kosiba. | 8-K | 000-19672 | 10.1 | 4/4/2017 |
| 10.19+ | First Amendment to Executive Severance Agreement, effective as of July 31, 2017, between the Registrant and John W. Kosiba. | 10-Q | 000-19672 | 10.1 | 11/7/2017 |
| Incorporated by Reference | ||||||
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed/Furnished Herewith |
|---|---|---|---|---|---|---|
| 10.20 | Subcontract Agreement, dated October 31, 2018, by and between the Registrant and Commonwealth Edison Company. | 10-Q | 000-19672 | 10.1 | 2/5/2019 | |
| 10.21 | Amendment to Subcontract Agreement, effective February 6, 2020, by and between the Registrant and Commonwealth Edison Company. | 10-K | 000-19672 | 10.30 | 6/2/2020 | |
| 10.22 | Stock Purchase Agreement, dated October 1, 2020, by and among the Registrant, Frank J. Steciuk, Paul B. Steciuk and Peter A. Steciuk. | 8-K | 000-19672 | 10.1 | 10/5/2020 | |
| 10.23+ | Fiscal 2023 Executive Incentive Plan. | 8-K | 000-19672 | 10.1 | 6/21/2023 | |
| 21.1 | Subsidiaries. | * | ||||
| 23.1 | Consent of RSM US LLP | * | ||||
| 31.1 | Chief Executive Officer — Certification pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 31.2 | Chief Financial Officer — Certification pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | * | ||||
| 32.1 | Chief Executive Officer — Certification pursuant to Rule13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | ||||
| 32.2 | Chief Financial Officer — Certification pursuant to Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | ** | ||||
| 97.1+ | Policy for Recovery of Erroneously Awarded Compensation | * | ||||
| 101.INS | Inline XBRL Instance Document. | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document. | * | ||||
| 101.CAL | Inline XBRL Taxonomy Calculation Linkbase Document. | * | ||||
| 101.DEF | Inline XBRL Taxonomy Definition Linkbase Document. | * | ||||
| 101.LAB | Inline XBRL Taxonomy Label Linkbase Document. | * | ||||
| 101.PRE | Inline XBRL Taxonomy Presentation Linkbase Document. | * | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101) | |||||
| * | Filed herewith. |
|---|
| ** | Furnished herewith. |
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| AMERICAN SUPERCONDUCTOR CORPORATION | |
| BY: | /S/ Daniel P. McGahn |
| Daniel P. McGahn Chairman of the Board, President, and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| Name | Title | Date |
|---|---|---|
| /S/ Daniel P. McGahn | Chairman of the Board, President, Chief Executive Officer, and Director (Principal Executive Officer) | May 29, 2024 |
| Daniel P. McGahn | ||
| /S/ John W. Kosiba, Jr. | Senior Vice President, Chief Financial Officer and Treasurer | May 29, 2024 |
| John W. Kosiba, Jr. | (Principal Financial and Accounting Officer) | |
| /S/ Arthur H. House | Lead Independent Director of the Board | May 29, 2024 |
| Arthur H. House | ||
| /S/ Laura A. Dambier | Director | May 29, 2024 |
| Laura A. Dambier | ||
| /S/ Margaret D. Klein | Director | May 29, 2024 |
| Margaret D. Klein | ||
| /S/ Barbara g. Littlefield | Director | May 29, 2024 |
| Barbara G. Littlefield | ||
| /S/ David R. Oliver, Jr. | Director | May 29, 2024 |
| David R. Oliver, Jr. | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.