DYADIC INTERNATIONAL INC
For the period ended Mar 31, 2024. Filed May 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 14, 2024
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Item 6. Exhibits
| Item 6. | Exhibits |
|---|
The following Exhibits are filed as part of this report pursuant to Item 601 of Regulation S-K:
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit No. | Description of Exhibit | Form | Original No. | Date Filed | Filed Herewith |
| 3.1 | Restated Certificate of Incorporation dated November 1, 2004 | 13-12G | 3.1 | January 14, 2019 | |
| 3.2 | Third Amended and Restated Bylaws dated March 28, 2023 | 8-K | 3.1 | March 29, 2023 | |
| 4.1 | Form of Senior Secured Convertible Promissory Note due March 8, 2027 | 8-K | 4.1 | March 11, 2024 | |
| 10.1 | Securities Purchase Agreement (1) | 8-K | 10.1 | March 11 2024 | |
| 10.2 | Registration Rights Agreement (1) | 8-K | 10.2 | March 11, 2024 | |
| 10.3 | Security Agreement (1) | 8-K | 10.3 | March 11, 2024 | |
| 10.4 | Subsidiary Guarantee (1) | 8-K | 10.4 | March 11, 2024 | |
| 31.1 | Certification of Principal Executive Officer of Dyadic Pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | x | |||
| 31.2 | Certification of Principal Financial Officer of Dyadic Pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | x | |||
| 32.1 | Certification of Principal Executive Officer of Dyadic Pursuant to18 U.S.C Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (2) | ||||
| 32.2 | Certification of Principal Financial Officer of Dyadic Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (2) | ||||
| 101.INS | Inline XBRL Instance Document | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Labels Linkbase Document | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | ||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101) | ||||
(1) Portions of this exhibit have been omitted pursuant to Item 601(b)(10) of Regulation S-K. The Company hereby undertakes to provide on a supplemental basis an unredacted copy of the exhibit to the SEC upon request.
(2) Furnished herewith.
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