MONOLITHIC POWER SYSTEMS INC
For the period ended Mar 31, 2024. Filed May 3, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 3, 2024
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Item 5. Other Information
Certain of our executive officers have entered into trading plans pursuant to Rule10b5-1(c) of the Securities Exchange Act of1934, as amended. A trading plan is a written document that pre-establishes the amounts, prices and dates (or formula for determining the amounts, prices and dates) of future purchases or sales of our common stock, including the exercise and sale of shares acquired pursuant to the2004 ESPP, and upon vesting of RSUs.
The following table summarizes the adoption of trading plans intended to satisfy the affirmative defense conditions of Rule10b5-1(c) during thethree months ended* March 31, 2024*:
| Name and Title | Adoption Date | Plan Duration | Intended Sale Amount (in shares) |
|---|---|---|---|
| Victor K. Lee, Director | February 28, 2024 | Through February 28, 2025 | Up to 1,000 |
| Saria Tseng, Executive Vice President, Strategic Corporate Development, General Counsel and Corporate Secretary | February 29, 2024 | Through February 28, 2025 | Up to 38,951 |
The following table summarizes the termination of trading plans intended to satisfy the affirmative defense conditions of Rule10b5-1(c) during thethree months ended* March 31, 2024*:
| Name and Title | Termination Date | Plan Duration | Intended Sale Amount (in shares) | Sold Amount (in shares) |
|---|---|---|---|---|
| Deming Xiao, Executive Vice President, Global Operations | February 12, 2024 | Through December 31, 2024 | Up to 138,180 | 11,515 |
During thethree months ended* March 31, 2024*,no pre-existing trading plans intended to satisfy the affirmative defense conditions of Rule10b5-1(c) were modified, andno other written trading arrangements that arenot intended to qualify for the Rule10b5-1(c) affirmative defense were adopted, modified, or terminated.
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