(A) Documents filed as a part of this report:
Reports of Independent Registered Public Accounting Firm
Consolidated financial statements of Escalade, Incorporated and subsidiaries:
Consolidated statements of stockholders’ equity—fiscal years ended December 31, 2023, December 31, 2022, and December 25, 2021
Notes to consolidated financial statements
All other schedules are omitted because of the absence of conditions under which they are required or because the required information is given in the consolidated financial statements or notes thereto.
| 3.1 | Articles of Incorporation of Escalade, Incorporated (a) |
| 3.2 | Amended By-Laws of Escalade, Incorporated (c) |
| 10.1 | Amended and Restated Credit Agreement dated as of January 21, 2022 among Escalade, Incorporated, Indian Industries, Inc., each of their domestic subsidiaries, and JPMorgan Chase Bank, N.A., as Administrative Agent (without exhibits and schedules, which Escalade has determined are not material) (g) |
| 10.2 | Amended and Restated Pledge and Security Agreement dated as of January 21, 2022 among Escalade, Incorporated, Indian Industries, Inc., each of their domestic subsidiaries, and JPMorgan Chase Bank, N.A., as Administrative Agent (without exhibits and schedules, which Escalade has determined are not material) (g) |
| 10.3 | First Amendment dated July 18, 2022 to the Amended and Restated Credit Agreement dated as of January 21, 2022 among Escalade, Incorporated, Indian Industries, Inc., each of their domestic subsidiaries, and JPMorgan Chase Bank, N.A., as Administrative Agent (d) |
| 10.4 | Second Amendment dated October 26, 2022 to the Amended and Restated Credit Agreement dated as of January 21, 2022 among Escalade, Incorporated, Indian Industries, Inc., each of their domestic subsidiaries, and JPMorgan Chase Bank, N.A., as Administrative Agent (f) |
| 10.5 | Third Amendment dated May 8, 2023 to the Amended and Restated Credit Agreement dated as of January 21, 2022 among Escalade, Incorporated, Indian Industries, Inc., each of their domestic subsidiaries, and JPMorgan Chase Bank, N.A., as Administrative Agent (h) |
| (4) | Executive Compensation Plans and Arrangements |
| 10.6 | Escalade, Incorporated 2017 Incentive Plan, incorporated by reference herein from Annex 1 to the Registrant’s 2017 Definitive Proxy Statement (e) |
| 10.7 | Form of Stock Option Award Agreement utilized in Stock Option grants to employees pursuant to the Escalade, Incorporated 2017 Incentive Plan (b) |
| 10.8 | Form of Stock Option Award Agreement utilized in Stock Option grants to Directors pursuant to the Escalade, Incorporated 2017 Incentive Plan (b) |
| 10.9 | Form of Restricted Stock Unit Agreement utilized in Restricted Stock Unit grants to employees pursuant to the Escalade Incorporated 2017 Incentive Plan (b) |
| 10.10 | Form of Restricted Stock Unit Agreement utilized in Restricted Stock Unit grants to Directors pursuant to the Escalade, Incorporated 2017 Incentive Plan (b) |
| 19.1 | Escalade, Incorporated Confidentiality of Insider Information and Securities Trades by Company Personnel |
| 21 | Subsidiaries of the Registrant |
| 23.1 | Consent of FORVIS, LLP |
| 31.1 | Chief Executive Officer Rule 13a-14(a)/15d-14(a) Certification |
| 31.2 | Chief Financial Officer Rule 13a-14(a)/15d-14(a) Certification |
| 32.1 | Chief Executive Officer Section 1350 Certification |
| 32.2 | Chief Financial Officer Section 1350 Certification |
| 97.1 | Escalade, Incorporated Amended and Restated Policy for Recovery of Incentive Compensation |
| 99.1 | Fourth Amendment effective as of September 1, 2023 to the Amended and Restated Credit Agreement dated as of January 21, 2022 among Escalade, Incorporated, Indian Industries, Inc., each of their domestic subsidiaries, and JPMorgan Chase Bank, N.A., as Administrative Agent (which Amendment Escalade has determined did not contain any material new or amended terms) (i) |
| 101.Cal | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.Def | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.Lab | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.Pre | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 101.Ins | Inline XBRL Instance Document |
| 101.Sch | Inline XBRL Taxonomy Extension Schema Document |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
| (a) | Incorporated by reference from the Company's 2007 First Quarter Report on Form 10-Q |
| (b) | Incorporated by reference from the Company’s Form 10-K for the fiscal year ended December 30, 2017 and filed on February 27, 2018 |
| (c) | Incorporated by reference from the Company’s 2022 Third Quarter Report on Form 10-Q filed on October 27, 2022 |
| (d) | Incorporated by reference from the Company’s Form 8-K filed on July 21, 2022 |
| (e) | Incorporated by reference from the Company’s 2017 Proxy Statement |
| (f) | Incorporated by reference from the Company’s Form 8-K filed on October 27, 2022 |
| (g) | Incorporated by reference from the Company’s Form 8-K filed on January 24, 2022 |
| (h) | Incorporated by reference from the Company’s Form 8-K filed on May 9, 2023 |
| (i) | Incorporated by reference from the Company’s 2023 Third Quarter Report on Form 10-Q filed on October 26, 2023. |
