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Midas Edge

M-tron Industries Inc

For the period ended Dec 31, 2023. Filed Mar 25, 2024.

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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Mar 25, 2024

MPTI$64.44+0.8%Stored close · as of Nov 10, 2026

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Contents

Item 15. Exhibits and Financial Statement Schedules

Item 15.Exhibits and Financial Statement Schedules.
(a)Consolidated and Combined Financial Statements

The following consolidated and combined financial statements of M-tron Industries, Inc. are filed as part of this Report under Item 8. Financial Statements and Supplementary Data:

Report of Independent Registered Public Accounting Firms on Consolidated and Combined Financial Statements

Consolidated and Combined Statements of Operations: Years ended December 31, 2023 and 2022

Consolidated Balance Sheets: December 31, 2023 and 2022

Consolidated and Combined Statements of Stockholders' Equity: Years ended December 31, 2023 and 2022

Consolidated and Combined Statements of Cash Flows: Years ended December 31, 2023 and 2022

Notes to Consolidated and Combined Financial Statements

(b)Exhibits
Exhibit No.Description
2.Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession.
2.1Amended and Restated Separation and Distribution Agreement by and between The LGL Group, Inc. and M-tron Industries, Inc. (Incorporated by reference to Exhibit 2.1 to the Company’s Form 10 filed with the SEC on August 19, 2022).
3.Articles of Incorporation and Bylaws.
3.1Amended and Restated Certificate of Incorporation of M-tron Industries, Inc. (Incorporated by reference to Exhibit 3.1 to the Company’s Form 10 filed with the SEC on August 3, 2022).
3.2Amended and Restated Bylaws of M-tron Industries, Inc. (Incorporated by reference to Exhibit 3.2 to the Company’s Form 10 filed with the SEC on August 3, 2022).
4.Instruments Defining the Rights of Security Holders.
4.1Amended and Restated 2022 Incentive Plan of M-tron Industries, Inc. (incorporated by reference to Exhibit 4.1 to the Company's Form 10 filed with the SEC on August 19, 2022). +
4.2Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (incorporated by reference to Exhibit 4.2 to the Company's Form 10-K filed with the SEC on March 30, 2023).
10.Material Contracts.
10.1Amended and Restated Transitional Administrative and Management Services Agreement by and between The LGL Group, Inc. and M-tron Industries, Inc. (Incorporated by reference to Exhibit 10.1 to the Company’s Form 10 filed with the SEC on August 19, 2022).
10.2Amended and Restated Tax Indemnity and Sharing Agreement by and between The LGL Group, Inc. and M-tron Industries, Inc. (Incorporated by reference to Exhibit 10.2 to the Company’s Form 10 filed with the SEC on August 19, 2022).
10.3Credit Agreement by and among M-Tron Industries, Inc., Piezo Technology, Inc. and Fifth Third Bank, National Association, dated June 15, 2022 (Incorporated by reference to Exhibit 10.3 to the Company’s Form 10 filed with the SEC on July 18, 2022).
10.4Promissory Note in favor of Fifth Third Bank, National Association, dated June 15, 2022 (Incorporated by reference to Exhibit 10.4 to the Company’s Form 10 filed with the SEC on July 18, 2022).
Exhibit No.Description
10.5Security Agreement by and among M-Tron Industries, Inc. and Fifth Third Bank, National Association, dated June 15, 2022 (Incorporated by reference to Exhibit 10.5 to the Company’s Form 10 filed with the SEC on July 18, 2022).
10.6Security Agreement by and among Piezo Technology, Inc. and Fifth Third Bank, National Association, dated June 15, 2022 (Incorporated by reference to Exhibit 10.6 to the Company’s Form 10 filed with the SEC on July 18, 2022).
16.1Letter from RSM US LLP dated October 14, 2022 (Incorporated by reference to Exhibit 16.1 to the Company’s Current Report on Form 10-K filed with the SEC on October 14, 2022).
21.1Subsidiaries of M-tron Industries, Inc. (Incorporated by reference to Exhibit 21.1 of the Company’s Form 10 filed with the SEC on July 18, 2022).
31.1Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
31.2Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*
32.1Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**
32.2Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**
97.1Recovery of Erroneously Awarded Compensation Policy, Dated November 9, 2023.*
101.INSInline XBRL Instance Document*
101.SCHInline XBRL Taxonomy Extension Schema Document*
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document*
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document*
101.LABInline XBRL Taxonomy Extension Label Linkbase Document*
101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document*
104Cover Page Interactive Data File (embedded within the Inline XBRL document)*
  • Filed herewith

** Furnished herewith. In accordance with Item 601(b)(32) of Regulation S-K, this Exhibit is not deemed "filed" for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section. Such certifications will not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except to the extent that the registrant specifically incorporates it by reference.

  • Indicates management or compensatory plan.

The exhibits listed above have been filed separately with the SEC in conjunction with this Annual Report on Form 10-K or have been incorporated by reference into this Annual Report on Form 10-K. Upon request, the Company will furnish to each of its stockholders a copy of any such exhibit. Requests should be addressed to the Corporate Secretary, M-tron Industries, Inc., 2525 Shader Road, Orlando, Florida 32804.

(c)Financial Statement Schedules:

None.

ContentsView on SEC.gov

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