Rekor Systems Inc
For the period ended Dec 31, 2023. Filed Mar 25, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 25, 2024
REKR$0.32-8.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. *EXHIBITS, FINANCIAL STATEMENTS SCHEDULES *
(a) (1) List Financial Statements
See Index to Financial Statements in Part II, Item 8 of this annual report.
(2) List of Financial Statements Schedules
All applicable schedule information is included in our Financial Statements in Part II, Item 8 of this annual report.
(b) Exhibits Index. We hereby file, as exhibits to this Annual Report, those exhibits listed on the Exhibit Index immediately following the signature page hereto.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number · Exhibit Description · Form · File No. · Exhibit · FilingDate · Filed/ FurnishedHerewith | |||||
| 2.1 | Second Amended and Restated Agreement and Plan of Merger dated July 12, 2017, by and among Novume Solutions, Inc., KeyStone Solutions, Inc., Brekford Traffic Safety, Inc., KeyStone Merger Sub, LLC, and Brekford Merger Sub, Inc. | S-4/A | 333-216014 | 2.1 | 7/13/17 |
| 3.1 | Amended and Restated Certificate of Incorporation of Novume Solutions, Inc. as filed with the Secretary of State of Delaware on August 21, 2017 | 8-K | 333-216014 | 3.1 | 8/25/17 |
| 3.2 | Certificate of Amendment to Certificate of Incorporation of Novume Solutions, Inc. as filed with the Secretary of State of Delaware on April 30, 2019 | 8-K | 001-38338 | 3.1 | 4/30/19 |
| 3.3 | Second Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Rekor Systems, Inc., dated March 18, 2020 | 8-K | 001-38338 | 3.1 | 3/18/20 |
| 3.5 | Amended and Restated Bylaws of Rekor Systems, Inc. | 8-K | 001-38338 | 3.2 | 12/15/21 |
| 4.1 | Form of Common Stock Purchase Warrant issued by Novume Solutions, Inc. on January 25, 2017 | S-4/A | 333-216014 | 4.3 | 6/9/17 |
| 4.2 | Form of Common Stock Purchase Warrant issued by Novume Solutions, Inc. on January 25, 2017 | S-4/A | 333-216014 | 4.4 | 6/9/17 |
| 4.3 | Unsecured Subordinated Promissory Note issued to Harry Rhulen by Novume Solutions, Inc. on September 29, 2017 | 8-K | 000-55833 | 10.2 | 10/3/17 |
| 4.4 | Unsecured Subordinated Promissory Note issued to Suzanne Loughlin by Novume Solutions, Inc. on September 29, 2017 | 8-K | 000-55833 | 10.3 | 10/3/17 |
| 4.5 | Unsecured Subordinated Promissory Note issued to James Satterfield by Novume Solutions, Inc. on September 29, 2017 | 8-K | 000-55833 | 10.4 | 10/3/17 |
| 4.6 | Unsecured Subordinated Promissory Note issued to Lancer Financial Group, Inc. by Novume Solutions, Inc. on September 29, 2017 | 8-K | 000-55833 | 10.5 | 10/3/17 |
| 4.7 | Form of Warrant (January 2023) | 8-K | 001-38338 | 4.1 | 1/23/23 |
| 4.8 | Form of Senior Secured Note (January 2023) | 8-K | 001-38338 | 4.2 | 1/23/23 |
| 4.9 | Form of Pre-Funded Common Stock Purchase Warrant (March 2023) | 8-K | 001-38338 | 4.1 | 3/27/23 |
| 4.10 | Form of Common Stock Purchase Warrant (March 2023) | 8-K | 001-38338 | 4.2 | 3/27/23 |
| 4.11 | Form of Placement Agent Common Stock Purchase Warrant (March 2023) | 8-K | 000-38338 | 4.3 | 3/27/23 |
| 4.12 | Form of Common Stock Purchase Warrant (July 2023) | 8-K | 000-38338 | 4.1 | 7/27/23 |
| 4.13 | Form Series A Prime Revenue Sharing Notes | 8-K | 000-38338 | 4.1 | 12/15/23 |
| 4.14 | Indenture (Series A Prime Revenue Sharing Notes) | 8-K | 000-38338 | 4.2 | 12/15/23 |
| 4.15 | First Supplemental Indenture (Series A Prime Revenue Sharing Notes) | 8-K | 000-38338 | 4.3 | 12/15/23 |
| 4.16 | Second Supplemental Indenture (Series A Prime Revenue Sharing Notes) | 8-K | 000-38338 | 4.4 | 12/15/23 |
| 10.1# | 2017 Equity Award Plan of Novume Solutions, Inc. (as amended and restated as of September 14, 2021) | 10-K | 001-38338 | 10.1 | 3/31/22 |
| 10.2 | Assignment and Assumption Agreement, dated as of October 1, 2017, by and between KeyStone Solutions LLC and Novume Solutions, Inc. | 8-K | 000-55833 | 10.1 | 10/3/17 |
| 10.3# | Form of Rekor Systems, Inc. Incentive Stock Option Award Agreement | 10-K | 001-38338 | 10.18 | 4/11/19 |
| 10.4# | Form of Rekor Systems, Inc. Non-Qualified Stock Option Award Agreement | 10-K | 001-38338 | 10.19 | 4/11/19 |
| 10.5# | Employment Agreement with Eyal Hen effective May 15, 2019 | 8-K | 001-38338 | 10.1 | 5/21/19 |
| 10.6# | Employment Agreement with Robert Berman effective May 15, 2019 | 8-K | 001-38338 | 10.2 | 5/21/19 | |
| 10.7# | Employment Agreement with David Desharnais dated as of December 10, 2021 | 8-K | 001-38338 | 10.1 | 1/3/22 | |
| 10.8 | Form of Rekor Systems, Inc. Restricted Stock Unit Agreement | 10-K | 001-38338 | 10.8 | 3/31/22 | |
| 10.9 | First Amendment to Note Purchase Agreement, dated March 26, 2020, by and among the Company, the Purchasers from time to time party thereto and the Agent. | 8-K | 001-38338 | 10.1 | 3/26/20 | |
| 10.10 | Limited Waiver, dated as of March 26, 2020, by and among the Company and the undersigned Purchasers. | 8-K | 001-38338 | 10.2 | 3/26/20 | |
| 10.11 | Share Purchase Agreement, dated August 6, 2021, by and among Rekor Systems Inc., Waycare Technologies Ltd., the sellers named therein, and Shareholder Representative Services LLC, solely in its capacity as representative of the sellers. | 8-K | 001-38338 | 10.1 | 8/9/21 | |
| 10.12 | Securities Purchase Agreement, dated as of January 18, 2023, by and among the Company and the investors party thereto | 8-K | 001-38338 | 10.1 | 1/23/23 | |
| 10.13 | Form of Securities Purchase Agreement (March 2023) | 8-K | 001-38338 | 10.1 | 3/27/23 | |
| 10.14 | Form of Inducement Offer to Exercise Common Stock Purchase Warrants | 8-K | 001-38338 | 10.1 | 7/25/23 | |
| 10.15 | Form of Subscription Agreement (Series A Prime Revenue Sharing Notes) | 8-K | 001-38338 | 10.1 | 12/15/23 | |
| 10.16 | Interest Purchase Agreement, dated January 2, 2024, by and Among Rekor Systems, Inc., All Traffic Data Services, LLC and All Traffic Holdings | 8-K | 001-38338 | 10.1 | 1/3/24 | |
| 10.17 | Underwriting Agreement, dated as of February 7, 2024, by and between Rekor Systems, Inc. and William Blair & Company, L.L.C., as representative of the several underwriters named therein | 8-K | 001-38338 | 1.1 | 2/9/24 | |
| 21.1 | Subsidiaries of Rekor Systems, Inc. | * | ||||
| 23.1 | Consent of Marcum LLP., Independent Registered Public Accounting Firm | * | ||||
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer | * | ||||
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer | * | ||||
| 32.1 | Section 1350 Certification of Chief Executive Officer | ** | ||||
| 32.2 | Section 1350 Certification of Chief Financial Officer | ** | ||||
| 97 | Clawback Policy | * | ||||
| 101.INS | Inline XBRL Instance Document | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | * | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | * | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | * | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | * | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | * | ||||
| 104 | Cover Page Interactive Data File (formatted in Inline XBRL and included in Exhibit 101) | |||||
| * | Filed herewith. |
|---|---|
| ** | Furnished herewith. |
| # | Indicates management contract or compensatory plan. |
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