AVALON HOLDINGS CORP
For the period ended Dec 31, 2023. Filed Mar 21, 2024.
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FY2023 · Filed Mar 21, 2024
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EX-13.1 · Management’s Annual Report on Internal Control over Financial Reporting
Management’s Annual Report on Internal Control over Financial Reporting
The management of Avalon, including the Chief Executive Officer and Chief Financial Officer, is responsible for establishing and maintaining adequate internal control over financial reporting, as defined in Rules 13a-15(f) of the Securities and Exchange Act of 1934, as amended. Avalon’s internal control system was designed to provide reasonable assurance as to the reliability of the preparation and presentation of the consolidated financial statements for external reporting and the safeguarding of assets from unauthorized use or disposition.
All internal control systems, no matter how well designed, have inherent limitations. Therefore, even those systems determined to be effective can provide only reasonable assurance with respect to financial statement preparation and presentation.
With our participation, an evaluation of the effectiveness of our internal control over financial reporting was conducted as of December 31, 2023, based upon the framework and criteria established inInternal Control–* Integrated Framework*(2013 framework) issued by the Committee of Sponsoring Organizations of the Treadway Commission.
Based on this evaluation, our management has concluded that our internal control over financial reporting was effective as of December 31, 2023.
This annual report does not include an attestation report of the Company’s registered public accounting firm regarding internal control over financial reporting. Management’s report was not subject to attestation by the Company’s registered public accounting firm pursuant to rules of the Securities and Exchange Commission that permit the Company to provide only management’s report in this annual report.
| /s/ Ronald E. Klingle | /s/ Michael J. Havalo |
|---|---|
| Chief Executive Officer | Chief Financial Officer |
March 21, 2024
C o m p a n y ** L o c a t i o n** ** D i r e c t o r y**
| C o r p o r a t e O f f i c e · G o l f a n d R e l a t e d O p e r a t i on s | ||
|---|---|---|
| Avalon Holdings Corporation | Avalon Resorts and Clubs, Inc. | Havana Cigar Shop, Inc. |
| One American Way | One American Way | 1030 Forker Blvd. |
| Warren, Ohio 44484-5555 | Warren, Ohio 44484-5555 | Hermitage, Pennsylvania 16148-1566 |
| (330) 856-8800 | (330) 856-8898 | (330) 856-8898 |
| Avalon Clubs, Inc. · Avalon Mahoning Sports Center, Inc. | ||
| W a s t e M a n a g e m e n t | One American Way | 1223 W Western Reserve Road |
| S e r v i c e s | Warren, Ohio 44484-5555 | Youngstown, Ohio 44514-3545 |
| (330) 856-8898 | (330) 758-7400 | |
| American Waste Management | ||
| Services, Inc. | Avalon Resorts, Inc. | Avalon Cigar Shop, Inc. |
| One American Way | One American Way | 9519 East Market Street |
| Warren, Ohio 44484-5555 | Warren, Ohio 44484-5555 | Warren, Ohio 44484-5555 |
| (330) 856-8800 | (330) 856-8898 | (330) 856-1900 |
| American Landfill | Avalon Golf and Country Club | Avalon Med Spa LLC |
| Management, Inc. | One American Way | One American Way |
| One American Way | Warren, Ohio 44484-5555 | Warren, Ohio 44484-5555 |
| Warren, Ohio 44484-5555 | (330) 856-8898 | (330) 856-8898 |
| Avalon Lakes Golf Course · Avalon Field Club at New Castle | ||
| American Construction Supply, Inc. | One American Way | 511 Country Club Drive |
| One American Way | Warren, Ohio 44484-5555 | New Castle, Pennsylvania 16105-0338 |
| Warren, Ohio 44484-5555 | (330) 856-8898 | (724) 654-1341 |
| Squaw Creek Golf Course · Avalon Country Club at Sharon, Inc. | ||
| American Water Solutions, LLC | 761 Youngstown-Kingsville Road | 1030 Forker Blvd. |
| One American Way | Vienna, Ohio 44473 | Hermitage, Pennsylvania 16148-1566 |
| Warren, Ohio 44484-5555 | (330) 539-5103 | 724) 981-6700 |
| The Avalon Resort and Spa LLC | ||
| AWMS Holdings, LLC | 9519 East Market Street | |
| One American Way | Warren, Ohio 44484-5555 | |
| Warren, Ohio 44484-5555 | (330) 856-1900 | |
| AWMS Rt. 169, LLC | ||
| One American Way | ||
D i r e c t o r s ** a n d** ** O f f i c e r s**
| D i r e c t o r s | O f f i c e r s |
|---|---|
| Ronald E. Klingle | Ronald E. Klingle |
| Chairman of the Board and | Chairman of the Board and Chief Executive Officer |
| Chief Executive Officer | |
| Executive Committee (Chairman) | Michael J. Havalo |
| Compensation Committee | Chief Financial Officer, Treasurer and Secretary |
| Christine M. Bell | Frances R. Klingle |
| President, Avalon Golf and Country Club, Inc. | Chief Administrative Officer |
| Kurtis D. Gramley | Marjorie J. Patterson |
| Chairman and Chief Executive Officer, | Controller |
| Edgewood Surgical Hospital | |
| Audit Committee (Chairman) | |
| Executive Committee | |
| Option Plan Committee | |
| Stephen L. Gordon | |
| Partner, Beveridge & Diamond, P.C. | |
| Compensation Committee | |
| Audit Committee | |
| Option Plan Committee (Chairman) | |
| Timothy C. Coxson | |
| Financial Consultant | |
| Audit Committee | |
| Executive Committee | |
| Option Plan Committee | |
S h a r e h o l d e r
I n f o r m a t i o n
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