HALLADOR ENERGY CO
For the period ended Dec 31, 2023. Filed Mar 14, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 14, 2024
HNRG$10.16-4.1%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
See Item 8 for an index of our financial statements.
Our exhibit index is as follows:
| 1.1 | At Market Issuance Sales Agreement, dated December 18, 2023, between Hallador Energy Company and B. Riley Securities, Inc. (21) |
| 3.1 | Second Restated Articles of Incorporation of Hallador Energy Company effective December 24, 2009 (1) |
| 3.2 | By-laws of Hallador Energy Company, effective December 24, 2009 (2) |
| 4.1 | Description of Securities (3) |
| 10.2 | Third Amended and Restated Credit Agreement dated May 21, 2018 (5) |
| 10.3 | Second Amendment to the Third Amended and Restated Credit Agreement and Waiver dated September 30, 2019 (6) |
| 10.4 | Third Amendment to the Third Amended and Restated Credit Agreement and Waiver (7) |
| 10.5 | Sixth Amendment to the Third Amended and Restated Credit Agreement dated March 25, 2022 (10) |
| 10. | Seventh Amendment to the Third Amended and Restated Credit Agreement dated May 20, 2022 (12) |
| 10.6 | Eighth Amendment to the Third Amended and Restated Credit Agreement dated August 5, 2022 (14) |
| 10.7 | Ninth Amendment to the Third Amended and Restated Credit Agreement dated September 28, 2022 (16) |
| 10.8 | Tenth Amendment to the Third Amended and Restated Credit Agreement dated March 13, 2023 (19) |
| 10.9 | Amendment and Restated Loan Agreement dated August 2, 2023 (20) |
| 10.10 | Amended and Restated Hallador Energy Company 2008 Restricted Stock Unit Plan (8) |
| 10.11 | Form of Hallador Energy Company Restricted Stock Unit Issuance Agreement (8) |
| 10.13 | 2022 Executive Officer Compensation Plan**(17) |
| 10.14 | Asset and Purchase Agreement dated February 14, 2022 (9) |
| 14.1 | Code of Ethics for Senior Officers (18) |
| 21.1 | List of Subsidiaries* |
| 23.1 | Consent of Grant Thornton LLP* |
| 23.2 | Consent of John T. Boyd Company* |
| 31.1 | SOX 302 Certification - President and CEO* |
| 31.2 | SOX 302 Certifications - CFO* |
| 32 | SOX 906 Certification* |
| 95 | Mine Safety Disclosure* |
| 97.1 | Hallador Energy Company Policy for the Recovery of Erroneously Awarded Compensation* |
| 99.1 | Technical Report Summary (Coal Resources and Coal Reserves, Oaktown Mining Complex), dated October 2023(22) |
| 99.2 | Letter from Boyd and Company, dated January 29, 2024* |
| 101.INS* | Inline XBRL Instance Document |
|---|---|
| 101.SCH* | Inline XBRL Schema Document |
| 101.CAL* | Inline XBRL Calculation Linkbase Document |
| 101.LAB* | Inline XBRL Labels Linkbase Document |
| 101.PRE* | Inline XBRL Presentation Linkbase Document |
| 101.DEF* | Inline XBRL Definition Linkbase Document |
| 104* | Cover Page Interactive Data File (embedded within the Inline XBRL and contained in Exhibit 101) |
| (1) | IBR to Form 8-K dated December 31, 2009 |
| (4) | IBR to Form 10-Q filed August 6, 2018 |
| (5) | IBR to Form 10-Q filed November 4, 2019 |
| (6) | IBR to Form 10-Q filed May 11, 2020 |
| (7) | IBR to Form DEF 14A dated April 11, 2017 |
| (8) | IBR to Form 8-K/A filed February 18, 2022 |
| (10) | IBR to Form 10-Q filed May 23, 2022 |
| (11) | IBR to Form 8-K filed August 11, 2022 |
| (12) | IBR to Form 8-K filed October 4, 2022 |
| (13) | IBR to Form 10-Q filed November 14, 2022 |
| (14) | IBR to Form 10KSB dated April 14, 2006 |
| (16) | IBR to Form 10-Q filed on August 7, 2023 |
| (17) | IBR to Form 8-K filed on December 18, 2023 |
| * | Filed herewith. |
** Management Agreements
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.