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COHU INC

For the period ended Dec 30, 2023. Filed Feb 16, 2024.

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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 16, 2024

COHU$43.40+12.8%Stored close · as of Nov 9, 2026

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Contents

Item 9B. Other Information

Rule10b5-1 Trading Plans

Our directors and executive officers* maypurchase or sell shares of our common stock in the market from time to time, including pursuant to equity trading plans adopted in accordance with Rule10b5*-1 under the Exchange Act and in compliance with guidelines specified by our insider trading policy. In accordance with Rule10b5-1 and our insider trading policy, directors, officers and certain employees who, at such time, arenot in possession of material non-public information are permitted to enter into written plans that pre-establish amounts, prices and dates (or formula for determining the amounts, prices and dates) of future purchases or sales of our stock, including shares acquired pursuant to our equity incentive plans. Under a Rule10b5-1 trading plan, a broker executes trades pursuant to parameters established by the director or executive officer when entering into the plan, without further direction from them. The use of these trading plans permits asset diversification as well as personal financial and tax planning. Our directors and executive officers also* maybuy or sell additional shares outside of a Rule10b5*-1 plan when they arenot in possession of material nonpublic information, subject to compliance with SEC rules, the terms of our insider trading policy and certain minimum holding requirements. The following table shows the Rule10b5-1 trading plans intended to satisfy the affirmative defense conditions of Rule10b-1(c) adopted or terminated by our directors and executive officers during thefourth quarter of fiscal2023.

PlanPlanExpirationNumber of Shares
Name and PositionActionAdoption DateDateto be Sold under Plan
Nina L. Richardson, DirectorAdoption11/7/202310/11/20244,999

Transactions by Section16 directors and officers will be disclosed publicly through Form144 and Form4 filings with the SEC to the extent required by law. No non-Rule 10b5-1 trading arrangements (as defined by Item408(a) of Regulation S-K) were entered into, adopted or terminated by any Section16 director or officer during thefourth quarter of fiscal2023.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.