LATTICE SEMICONDUCTOR CORP
For the period ended Dec 30, 2023. Filed Feb 16, 2024.
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FY2023 · Filed Feb 16, 2024
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Item 9B. Other Information
Rule10b5-1 Trading Plans
On* November 29, 2023,Stephen Douglass, Senior Vice President and Chief Technology Officer, adopted a Rule10b5*-1 trading arrangement intended to satisfy the affirmative defense condition of Rule10b5-1(c), pursuant to which an estimated aggregate of 8,275 shares of our Common Stock* maybe sold. The aggregate number of shares sold maydiffer based on tax withholdings for vesting stock awards, actual market achievement for performance RSUs, and actual number of future shares purchased under the Employee Stock Purchase Plan. The duration of the trading arrangement is until February 27, 2025,*or earlier if all transactions under the trading arrangement arecompleted.
On* November 29, 2023,Tracy Feanny, Senior Vice President and General Counsel, adopted a Rule10b5*-1 trading arrangement intended to satisfy the affirmative defense condition of Rule10b5-1(c), pursuant to which an estimated aggregate of 11,984 shares of our Common Stock* maybe sold. The aggregate number of shares sold maydiffer based on tax withholdings for vesting stock awards and actual market achievement for performance RSUs. The duration of the trading arrangement is until March 4, 2025,*or earlier if all transactions under the trading arrangement are completed.
On* November 29, 2023,Mark Jensen, a Lattice Director, adopted a Rule10b5*-1 trading arrangement intended to satisfy the affirmative defense condition of Rule10b5-1(c), pursuant to which an estimated aggregate of 10,855 shares of our Common Stock* maybe sold. The duration of the trading arrangement is until January 9, 2026,*or earlier if all transactions under the trading arrangement are completed.
On* November 29, 2023,Sherri Luther, Senior Vice President and Chief Financial Officer, adopted a Rule10b5*-1 trading arrangement intended to satisfy the affirmative defense condition of Rule10b5-1(c), pursuant to which an estimated aggregate of 42,141 shares of our Common Stock* maybe sold. The aggregate number of shares sold maydiffer based on tax withholdings for vesting stock awards and actual market achievement for performance RSUs. The duration of the trading arrangement is until December 3, 2024,*or earlier if all transactions under the trading arrangement are completed.
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