Exhibits required to be filed by Item 601 of Regulation S-K are included as Exhibits to this Quarterly Report as follows:
| Exhibit Number | Description of Exhibit |
| 2.1 | Letter Agreement dated as of July 28, 2023 between the Company and H Enterprises International, LLC (“HEI”). (3) |
| 2.2 | Letter Agreement dated as of September 15, 2023 between the Company and HEI. (4) |
| 2.3 | Letter Agreement dated September 29, 2023 between the Company and HEI. * (5) |
| 3.1 | Amended and Restated Certificate of Incorporation of the Company. (1) |
| 3.2 | Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company. (2) |
| 3.3 | Amended and Restated Bylaws of the Company, effective as of November 14, 2023. (6) |
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification by the Company’s Chief Executive Officer. (7) |
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification by the Company’s Chief Financial Officer. (7) |
| 32.1 | Section 1350 Certification by the Company’s Chief Executive Officer. (7) |
| 32.2 | Section 1350 Certification by the Company’s Chief Financial Officer. (7) |
| 101 | Interactive data files pursuant to Rule 405 of SEC Regulation S-T in connection with registrant’s Form 10-Q for the quarterly period ended December 31, 2023, formatted in iXBRL (Inline eXtensible Business Reporting Language): (i) Unaudited Condensed Consolidated Balance Sheets; (ii) Unaudited Condensed Consolidated Statements of Income; (iii) Unaudited Condensed Consolidated Statements of Changes in Shareholders’ Equity; (iv) Unaudited Condensed Consolidated Statements of Cash Flows; and (v) Notes to Unaudited Condensed Consolidated Financial Statements. |
| 104 | Cover page Interactive Data File pursuant to Rule 406 of SEC Regulation S-T formatted in iXBRL (Inline eXtensible Business Reporting Language) and contained in Exhibit 101. |
| * | Certain schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally to the SEC a copy of any omitted schedules upon request; provided, however, that the Company may request confidential treatment pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. |
| (1) | Incorporated herein by reference to Exhibit 3.1 to the registrant’s Quarterly Report on Form 10-Q for the quarter ended December 28, 2003. |
| (2) | Incorporated herein by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K dated August 9, 2011. |
| (3) | Incorporated herein by reference to Exhibit 2.1 to the registrant’s Quarterly Report on Form 10-Q for the quarter ended October 1, 2023. |
| (4) | Incorporated herein by reference to Exhibit 2.2 to the registrant’s Quarterly Report on Form 10-Q for the quarter ended October 1, 2023. |
| (5) | Incorporated herein by reference to Exhibit 2.3 to the registrant’s Quarterly Report on Form 10-Q for the quarter ended October 1, 2023. |
| (6) | Incorporated herein by reference to Exhibit 3.3 to the registrant’s Quarterly Report on Form 10-Q for the quarter ended October 1, 2023. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| CROWN CRAFTS, INC. |
| Date: February 14, 2024 | /s/ Craig J. Demarest |
|---|
| CRAIG J. DEMAREST Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
