APPFOLIO INC
For the period ended Dec 31, 2024. Filed Feb 6, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Feb 6, 2025
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Item 15. Exhibits and Financial Statement Schedules
The following documents are filed as part of this Annual Report:
- Consolidated Financial Statements
Our consolidated financial statements are listed in the “Index to Consolidated Financial Statements” under Part II, Item 8, of this Annual Report.
- Financial Statement Schedules
All financial statement schedules have been omitted because they are not required or are not applicable, or the required information is shown in our Consolidated Financial Statements or the notes thereto.
- Exhibits
The documents listed in the Exhibit Index of this Annual Report are filed or furnished with, or incorporated by reference into, this Annual Report, in each case as indicated therein.
EXHIBIT INDEX
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation of the registrant as currently in effect. | 10-Q | 001-37468 | 3.1 | 8/6/2015 | |
| 3.2 | Amended and Restated Bylaws of the registrant as currently in effect. | 10-Q | 001-37468 | 3.1 | 8/3/2020 | |
| 4.1 | Specimen Certificate for Class A Common Stock. | S-1/A | 333-204262 | 4.1 | 6/4/2015 | |
| 4.2 | Amended and Restated Investor Rights Agreement, by and among the registrant and the investors named therein, dated November 26, 2013. | S-1/A | 333-204262 | 4.2 | 6/4/2015 | |
| 4.3 | Description of Capital Stock of the registrant. | X | ||||
| 10.1 | Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective December 6, 2019 (50 Castilian Drive, Goleta, CA 93117). | 8-K | 001-37468 | 10.1 | 12/11/2019 | |
| 10.2 | Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective December 6, 2019 (70 Castilian Drive, Goleta, CA 93117). | 8-K | 001-37468 | 10.2 | 12/11/2019 | |
| 10.3 | Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective December 6, 2019 (90 Castilian Drive, Goleta, CA 93117). | 8-K | 001-37468 | 10.3 | 12/11/2019 | |
| 10.4 | First Amendment to Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective February 10, 2022 (50 Castilian Drive, Goleta, CA 93117). | 10-K | 001-37468 | 10.4 | 2/28/2022 | |
| 10.5 | First Amendment to Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective February 10, 2022 (70 Castilian Drive, Goleta, CA 93117). | 10-K | 001-37468 | 10.5 | 2/28/2022 | |
| 10.6 | First Amendment to Industrial Lease, by and between the registrant and 50 Castilian Drive, LLC, effective February 10, 2022 (90 Castilian Drive, Goleta, CA 93117). | 10-K | 001-37468 | 10.6 | 2/28/2022 | |
| 10.7 | Sublease, by and between the registrant and Google LLC, effective July 10, 2023 (50 Castilian Drive, Goleta, CA 93117). | 10-Q | 001-37468 | 10.3 | 10/27/2023 | |
| 10.8# | 2015 Stock Incentive Plan and related form agreements. | S-1/A | 333-204262 | 10.4 | 6/4/2015 | |
| 10.9# | Form of Restricted Stock Unit Award Agreement (New Hire) under 2015 Stock Incentive Plan. | 10-K | 001-37468 | 10.16 | 2/28/2022 | |
| 10.10# | Form of Restricted Stock Unit Award Agreement (Refresh) under 2015 Stock Incentive Plan. | 10-K | 001-37468 | 10.17 | 2/28/2022 | |
| 10.11# | Form of Restricted Stock Unit Award Agreement (PSU) under 2015 Stock Incentive Plan. | 10-K | 001-37468 | 10.18 | 2/28/2022 | |
| 10.12# | 2025 Omnibus Incentive Plan | 10-Q | 001-37468 | 10.1 | 7/26/2024 | |
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 10.13# · Form of Restricted Stock Unit Award Agreement (New Hire) under 2025 Omnibus Incentive Plan. · X | ||||||
| 10.14# · Form of Restricted Stock Unit Award Agreement (Refresh) under 2025 Omnibus Incentive Plan Incentive Plan. · X | ||||||
| 10.15# · Form of Restricted Stock Unit Award Agreement (PSU) under 2025 Omnibus Incentive Plan. · X | ||||||
| 10.16# | 2025 Employee Stock Purchase Plan | 10-Q | 001-37468 | 10.2 | 7/26/2024 | |
| 10.17# | Transition and Separation Agreement, dated March 1, 2023, by and between Jason Randall and the registrant | 10-Q | 001-37468 | 10.1 | 4/28/2023 | |
| 10.18# | Employment agreement, dated March 1, 2023, between the registrant and William Shane Trigg | 10-Q | 001-37468 | 10.2 | 4/28/2023 | |
| 10.19# | Employment agreement between the registrant and Fay Sien Goon. | 10-Q | 001-37468 | 10.1 | 11/8/2021 | |
| 10.20# | Separation Agreement, dated November 8, 2024, between the registrant and Fay Sien Goon. | 8-K | 001-37468 | 10.1 | 11/21/2024 | |
| 10.21# | Nonemployee Director Deferred Compensation Plan. | 10-K | 001-37468 | 10.19 | 2/28/2022 | |
| 10.22# | Related form of Deferral Election under Nonemployee Director Deferred Compensation Plan. | 10-K | 001-37468 | 10.20 | 2/28/2022 | |
| 10.23# | Form of Indemnification Agreement by and between the registrant and certain of its senior employees and directors. | X | ||||
| 10.24 | Agreement and Plan of Merger, dated October 22, 2024, among the registrant, Lilac Merger Sub, Inc., Move EZ, Inc. and WT Representative, LLC. | 8-K | 001-37468 | 2.1 | 10/22/2024 | X |
| 10.25# | Employment Agreement, dated February 6, 2025, between the registrant and Matthew S. Mazza. | X | ||||
| 19 | Insider Trading Policy of the registrant. | X | ||||
| 21.1 | Subsidiaries of the registrant. | X | ||||
| 23.1 | Consent of independent registered public accounting firm. | X | ||||
| 31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended. | X | ||||
| 31.2 | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) promulgated under the Securities Exchange Act of 1934, as amended. | X | ||||
| 32.1* | Certifications of Chief Executive Officer and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 97.1# | Executive Compensation Recovery Policy. | 10-K | 001-37468 | 97.1 | 2/1/2024 | |
| 101.SCH | XBRL Taxonomy Extension Schema Document. | X | ||||
| Incorporated by Reference | ||||||
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. | X | ||||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. | X | ||||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. | X | ||||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. | X | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X | ||||
| # | Indicates a management contract or compensatory plan or arrangement |
|---|---|
| * | The certifications attached as Exhibit 32.1 accompany this Annual Report pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” by the registrant for purposes of Section 18 of the Exchange Act and are not to be incorporated by reference into any of the registrant’s filings under the Securities Act or the Exchange Act, irrespective of any general incorporation language contained in any such filing. |
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