ROKU INC
For the period ended Jun 30, 2024. Filed Aug 2, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 2, 2024
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Item 5. Other Information
Insider Trading Arrangements
During the three months ended June 30, 2024, the following officers (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
| Name | Action | Adoption/Termination Date | Trading Arrangement | Total Shares of Class A Common Stock to be Sold | Expiration Date |
|---|---|---|---|---|---|
| Rule 10b5-1* | Non-Rule 10b5-1** | ||||
| Anthony Wood***(Chief Executive Officer, President, and Chairman) | Adoption | June 6, 2024 | X | 300,000 | March 7, 2025 |
| Dan Jedda (Chief Financial Officer) | Adoption | May 28, 2024 | X | 18,000 | May 28, 2025 |
| Termination | May 20, 2024 | X | 13,500 | September 12, 2024 | |
| Matthew Banks (Vice President, Corporate Controller and Chief Accounting Officer) | Adoption | May 7, 2024 | X | 18,372 | June 6, 2025 |
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
*** Trading arrangement adopted by The Wood Revocable Trust, of which Mr. Wood and his spouse are co-trustees.
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