Energy Recovery Inc
For the period ended Mar 31, 2024. Filed May 1, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 1, 2024
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Item 5. Other Information
As set forth below, during the three months ended March 31, 2024, one director and one officer (within the meaning of Rule 16a-1(f)
under the Securities Exchange Act of 1934, as amended) has adopted or terminated any Rule 10b5-1 trading arrangement and/or any non-
Rule 10b5-1 trading arrangement (as defined in Item 408 of Regulation S-K).
| Name | Title | Date of Adoption or Termination (1) | Status (2) | Plan Type |
|---|---|---|---|---|
| Joshua Ballard | Chief Financial Officer | January 3, 2024 | Termination | Rule 10b5-1 trading arrangement (3) |
| Arve Hanstveit | Director | March 15, 2024 | Termination | Rule 10b5-1 trading arrangement (4) |
(1)Effective (a) date of adoption; or (b) date of termination, of registrant’s Rule 10b5-1 trading arrangement.
(2)Activity related to registrant’s Rule 10b5-1 trading arrangement.
(3)The trading arrangement covered the sale of up to 12,500 shares of our common stock and was scheduled to expire on September 13, 2024 or upon
the completion of all sales thereunder.
(4)The trading arrangement covered the sale of up to 76,000 shares of our common stock and was scheduled to expire on March 15, 2024 or upon the
completion of all sales thereunder.
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