Energy Recovery Inc
For the period ended Dec 31, 2023. Filed Feb 21, 2024.
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FY2023 · Filed Feb 21, 2024
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Item 9B. Other Information
(b)As set forth below, during the three months ended December 31, 2023, one officer (within the meaning of Rule 16a-1(f) under the
Securities Exchange Act of 1934, as amended) has adopted or terminated any Rule 10b5-1 trading arrangement and/or any non-Rule 10b5-1
trading arrangement (as defined in Item 408 of Regulation S-K).
| Name | Title | Date of Adoption or Termination (1) | Status (2) | Plan Type |
|---|---|---|---|---|
| Rodney Clemente | SVP, Water | November 27, 2023 | Adoption | Rule 10b5-1 trading arrangement (3) |
(1)Effective (a) date of adoption; or (b) date of termination, of registrant’s Rule 10b5-1 trading arrangement.
(2)Activity related to registrant’s Rule 10b5-1 trading arrangement.
(3)This Rule 10b5-1 trading arrangement had a term beginning on February 27, 2024 and ending on November 27, 2024. Under the trading arrangement,
28,985 shares of Energy Recovery's common stock may be sold when the market value of the vested shares equals or exceeds$20.00.
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