WISA TECHNOLOGIES INC
For the period ended Sep 30, 2024. Filed Nov 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 14, 2024
DVLT$0.06-16.5%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| ExhibitNumber | Description | |
| | | |
| 4.1 | | Form of Common Stock Purchase Warrant (Exchange Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024). |
| 4.2 | | Form of Common Stock Purchase Warrant (Inducement Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024). |
| 4.3 | | Form of Common Stock Purchase Warrant (New Warrant) (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024). |
| 10.1 | | Asset Purchase Agreement, dated September 4, 2024, by and between WiSA Technologies, Inc. and Data Vault Holdings Inc. (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024). |
| 10.2 | | Form of Exchange Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024). |
| 10.3 | | Form of Inducement Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024). |
| 10.4 | | Form of Side Letter Agreement, dated September 10, 2024, by and among the Company and the signatories thereto (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on September 10, 2024). |
| 10.5 | | Form of Inducement Agreement between Stanley Mbugua and the Company, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024) |
| 10.6 | | Employment Agreement between Stanley Mbugua and the Company, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024) |
| 10.7 | | Form of Amendment to Inducement Agreement between the Company and each Holder, dated as of September 30, 2024 (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on October 1, 2024) |
| 31.1 | | Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). |
| 31.2 | | Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith). |
| 32.1 | | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith). |
| 32.2 | | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith). |
| 101 | | Interactive Data Files (embedded within the Inline XBRL document) |
| 104 | | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.