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PRINCIPAL FINANCIAL GROUP INC

For the period ended Sep 30, 2024. Filed Oct 30, 2024.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2024 · Filed Oct 30, 2024

PFG$115.39+4.0%Stored close · as of Nov 9, 2026

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Item 5. Other Information

On September 4, 2024, Kenneth McCullum, Executive Vice President and Chief Risk Officer, terminated a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) that was originally adopted on March 8, 2024, for the sale of up to 6,544 shares (including stock options to the extent exercised for share purchases) of our common stock until September 4, 2025.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.