Oklo Inc
For the period ended Jun 30, 2024. Filed Aug 14, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 14, 2024
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Item 6. Exhibits
The following documents are filed as part of this Quarterly Report:
| ExhibitNumber | Description of Document | |
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| 3.1 | | Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K, filed with the SEC on May 13, 2024). |
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| 3.2 | | Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 of the Company’s Current Report on Form 8-K, filed with the SEC on May 13, 2024). |
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| 10.1 | | Employment Agreement by and between the Company and Jacob DeWitte (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on May 16, 2024). |
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| 10.2 | | Employment Agreement by and between the Company and Caroline Cochran (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K, filed with the SEC on May 16, 2024). |
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| 10.3 | | Employment Agreement by and between the Company and Craig Bealmear (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K, filed with the SEC on May 16, 2024). |
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| 10.4 | | Non-Employee Director Compensation Program (incorporated by reference to Exhibit 10.12 to the Company’s Registration Statement on Form S-1 (File No. 333-280344), filed with the SEC on June 20, 2024). |
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| 10.5 | | Form of Restricted Stock Unit Award Agreement under Oklo Inc. 2024 Equity Incentive Plan (incorporated by reference to Exhibit 99.4 to the Company’s Registration Statement on Form S-8 (File No. 333-280736), filed with the SEC on July 10, 2024). |
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| 31.1* | Chief Executive Officer’s Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |
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| 31.2* | Chief Financial Officer’s Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | |
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| 32.1** | Chief Executive Officer’s Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
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| 32.2** | Chief Financial Officer’s Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
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| 101.INS* | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) | |
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| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document | |
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| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document | |
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| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document | |
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| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document | |
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| 101.DEF * | | Inline XBRL Taxonomy Extension Definition Linkbase Document |
- Filed herewith.
** Furnished herewith. This certification that is furnished herewith is deemed not filed for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act.
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