PRINCIPAL FINANCIAL GROUP INC
For the period ended Mar 31, 2024. Filed May 1, 2024.
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Mar 31, 2024 · Filed May 1, 2024
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Item 5. Other Information
On February 28, 2024, Deanna Strable-Soethout, Executive Vice President and Chief Financial Officer, terminated a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) thatwas adopted on May 20, 2022 for the sale of up to 48,580 shares of our common stock. On February 28, 2024, Ms. Strable-Soethout and her spouse adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 220,400 shares (including stock options to the extent exercised for share purchases) of our common stock until February 28, 2027.
On March 8, 2024, Kenneth McCullum, Executive Vice President and Chief Risk Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 6,544 shares (including stock options to the extent exercised for share purchases) of our common stock until September 4, 2025.
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