Binah Capital Group Inc
For the period ended Dec 31, 2023. Filed Apr 16, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Apr 16, 2024
BCG$1.10-0.9%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Table of Contents
| CAUTIONARY NOTE REGARDING FORWARD LOOKING STATEMENTS | ii | |
|---|---|---|
| | | |
| PART I | | 1 |
| ITEM 1. | BUSINESS | 1 |
| ITEM 1A. | RISK FACTORS | 7 |
| ITEM 1B. | UNRESOLVED STAFF COMMENTS | 21 |
| ITEM IC. | CYBERSECURITY | 21 |
| ITEM 2. | PROPERTIES | 22 |
| ITEM 3. | LEGAL PROCEEDINGS | 22 |
| ITEM 4. | MINE SAFETY DISCLOSURES | 22 |
| | | |
| PART II | | 23 |
| ITEM 5. | MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES | 23 |
| ITEM 6. | [RESERVED] | 23 |
| ITEM 7. | MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS | 23 |
| ITEM 7A. | QUANTITATIVE AND QUALITATIVE DISCLOSURE ABOUT MARKET RISK | 34 |
| ITEM 8. | FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA INDEX TO FINANCIAL STATEMENTS | 35 |
| ITEM 9. | CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE | 35 |
| ITEM 9A. | CONTROLS AND PROCEDURES | 35 |
| ITEM 9B. | OTHER INFORMATION | 35 |
| ITEM 9C. | DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS | 35 |
| | | |
| PART III | | 36 |
| ITEM 10. | DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE | 36 |
| ITEM 11. | EXECUTIVE COMPENSATION | 42 |
| ITEM 12. | SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS | 45 |
| ITEM 13. | CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE | 47 |
| ITEM 14. | PRINCIPAL ACCOUNTANT FEES AND SERVICES | 49 |
| | | |
| PART IV | | 50 |
| ITEM 15. | EXHIBITS, FINANCIAL STATEMENT SCHEDULES | 50 |
| | | |
| SIGNATURES | 53 | |
i
CAUTIONARY NOTE REGARDING FORWARD LOOKING STATEMENTS
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.