KULR Technology Group Inc
For the period ended Dec 31, 2023. Filed Apr 12, 2024.
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FY2023 · Filed Apr 12, 2024
KULR$1.99+22.1%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits and Financial Statement Schedules
| ExhibitNo. | Description | |
| 2.1 | | Share Exchange Agreement, dated June 8, 2017 (1) |
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| 3.1 | | Articles of Incorporation of the Company (2) |
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| 3.2 | | Bylaws of the Company (2) |
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| 3.3 | | Certificate of Incorporation of KULR Technology Corporation (3) |
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| 3.4 | | Amended and Restated Certificate of Incorporation of KULR Technology Corporation (3) |
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| 3.5 | | By-laws of KULR Technology Corporation (3) |
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| 3.6 | | Certificate of Designation of Series A Voting Preferred Stock, filed on June 6, 2017 (1) |
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| 3.7 | | Certificate of Amendment to the Certificate of Incorporation, effective August 30, 2018 (8) |
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| 3.8 | | Certificate of Designation of Series B Convertible Preferred Stock, filed on December 6, 2018 (9) |
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| 3.9 | | Certificate of Amendment to the Certificate of Incorporation, effective December 31, 2018 (10) |
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| 3.10 | | Certificate of Designation of Series C Convertible Preferred Stock, filed on August 19, 2019 (11) |
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| 3.11 | | Form of Certificate of Designation for Series D Convertible Preferred Stock (20) |
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| 4.1 | | Description of registrant’s securities registered pursuant to Section 12 of the Securities Exchange Act of 1934* |
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| 10.1 | | License and Development Agreement, dated April 15, 2013 (3) |
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| 10.2 | | Consulting Agreement, dated April 15, 2013 (3) |
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| 10.3 | | Letter of Intent by and between the Company and E3 Enterprise, dated April 20, 2016 (4) |
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| 10.4 | | Letter of Intent by and between the Company and KULR Technology Corporation (5) |
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| 10.5 | | Patent Assignment Agreement, dated November 10, 2016 (3) |
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| 10.6 | | Promissory Note issued by KULR Technology Corporation, dated March 31, 2017 (6) |
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| 10.7 | | Promissory Note issued by KULR Technology Corporation, dated June 8, 2017 (1) |
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| 10.8 | | Consulting Agreement, dated March 15, 2018 (7) |
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| 10.9 | | 2018 KULR Technology Group Equity Incentive Plan (12) |
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| 10.10 | | Securities Purchase Agreement dated April 2, 2019 (13) |
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| 10.11 | | Subscription Agreement, as supplemented, for Common Stock Offering (14) |
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| 10.12 | | Rescission and Termination Agreement dated July 5, 2019 (15) |
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| 10.13 | | Form of Subscription Agreement (16) |
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| 10.14 | | Form of Warrant (16) |
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| 10.15 | | Standby Equity Distribution Agreement dated February 27, 2020 (17) |
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| 10.16 | | Note Purchase Agreement dated February 27, 2020 (17) |
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| 10.17 | | Promissory Note dated February 27, 2020 (17) |
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| 10.18 | | Note Purchase Agreement dated July 20, 2020 (18) |
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| 10.19 | | Promissory Note dated July 20, 2020 (18) |
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| 10.20 | | Form of Securities Purchase Agreement (19) |
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| 10.21 | | Form of Warrant (19) |
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| 10.22 | | Co-Placement Agency Agreement (19) |
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| 10.23 | | Form of Securities Purchase Agreement dated May 19. 2021 (20) |
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| 10.24 | | Form of Warrant (20) |
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| 10.25 | | Standby Equity Purchase Agreement, dated May 13, 2022, by and between KULR Technology Group, Inc. and YA II PN, Ltd. (21) |
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| 10.26 | | Note Purchase Agreement, dated May 13, 2022, by and between KULR Technology Group, Inc. and YA II PN, Ltd. (21) |
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| 10.27 | | Promissory Note, dated May 13, 2022 (21) |
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| 10.28 | | Amendment, dated June 3, 2022, to the Standby Equity Purchase Agreement by and between KULR Technology Group, Inc. and YA II PN, Ltd. (22) |
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| 10.29 | | Supplemental Agreement dated as of September 23, 2022 to the Standby Equity Purchase Agreement dated as of May 16, 2022 between KULR Technology Group, Inc. and YA II PN, LTD. (23) |
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| 10.30 | | Asset Purchase Agreement, effective as of October 6, 2022, by and among KULR Technology Group, Inc., Vibetech International, LLC, and Norman Serrano (24) |
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| 10.31 | | Underwriting Agreement dated December 20, 2023 by and between KULR Technology Group, Inc. and R.F. Lafferty & Co., Inc. (incorporated by reference to Exhibit 1.1 to the Company’s Current Report on Form 8-K filed on September 13, 2023) |
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| 10.32 | | Letter Agreement dated August 16, 2023, by and among KULR Technology Group, Inc., YA II PN, LTD, and Yorkville Advisors Global, L.P. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 16, 2023) |
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| 10.33 | | Amendment Letter Agreement dated August 22, 2023, by and among KULR Technology Group, Inc., YA II PN, LTD, and Yorkville Advisors Global, L.P. (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on August 22, 2023) |
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| 10.34 | | Amendment Letter Agreement dated August 30, 2023, by and among KULR Technology Group, Inc., YA II PN, LTD, and Yorkville Advisors Global, L.P. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 30, 2023) |
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| 10.35 | | Amendment Letter Agreement dated December 19, 2023, by and among KULR Technology Group, Inc., YA II PN, LTD, and Yorkville Advisors Global, L.P. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on December 19, 2023) |
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| 10.36 | | Amendment Letter Agreement dated January 9, 2024, by and among KULR Technology Group, Inc., YA II PN, LTD, and Yorkville Advisors Global, L.P. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 9, 2024) |
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| 10.37 | | Amendment Letter Agreement dated February 13, 2024, by and among KULR Technology Group, Inc., YA II PN, LTD, and Yorkville Advisors Global, L.P. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on February 13, 2024) |
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| 21.1 | | List of Subsidiaries (3) |
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| 23.1* | | Consent of Marcum LLP* |
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| 31.1* | | Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
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| 31.2* | | Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
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| 32.1** | | Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
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| 97* | | Clawback Policy, effective November 29, 2023 |
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| 101.INS | | Inline XBRL Instance* |
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| 101.SCH | | Inline XBRL Taxonomy Extension Schema* |
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| 101.CAL | | Inline XBRL Taxonomy Extension Calculation* |
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| 101.DEF | | Inline XBRL Taxonomy Extension Definition* |
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| 101.LAB | | Inline XBRL Taxonomy Extension Labels* |
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| 101.PRE | | Inline XBRL Taxonomy Extension Presentation* |
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| 104 | | Cover Page Interactive Data File (Embedded within the Inline XBRL document and included in Exhibit)* |
- Filed herewith.
** Furnished herewith.
| (1) | Previously filed as an exhibit to Form 8-K on June 12, 2017 and incorporated herein by this reference. |
| (2) | Previously filed as an exhibit on Form 10-12G on January 7, 2016 (File No.: 000-55564) and incorporated herein by this reference. |
| (3) | Previously filed as an exhibit to Form 8-K on June 19, 2017 and incorporated herein by this reference. |
| (4) | Previously filed on Form S-1 on June 28, 2016 (File No.: 333-212272) and incorporated herein by this reference. |
| (5) | Previously filed as an exhibit to Form 8-K on November 3, 2016 and incorporated herein by this reference. |
| (6) | Previously filed as an exhibit to Form 8-K on April 5, 2017 and incorporated herein by this reference. |
| (7) | Previously filed as an exhibit to Form 8-K on March 15, 2018 and incorporated herein by this reference. |
| (8) | Previously filed as an exhibit to Form 8-K on August 30, 2018 and incorporated herein by this reference. |
| (9) | Previously filed as an exhibit to Form 8-K on December 6, 2018 and incorporated herein by this reference. |
| (10) | Previously filed as an exhibit to Form 8-K on January 7, 2019 and incorporated herein by this reference. |
| (11) | Previously filed as an exhibit to Form 8-K on August 23, 2019 and incorporated herein by this reference. |
| (12) | Previously filed as an exhibit to Form S-8 on October 9, 2018 and incorporated herein by this reference. |
| (13) | Previously filed as an exhibit to Form 8-K on April 3, 2019 and incorporated herein by this reference. |
| (14) | Previously filed as an exhibit to Form 10-Q on May 14, 2019 and incorporated herein by this reference. |
| (15) | Previously filed as an exhibit to Form 8-K on July 5, 2019 and incorporated herein by this reference. |
| (16) | Previously filed as an exhibit to Form 8-K on December 5, 2019 and incorporated herein by this reference. |
| (17) | Previously filed as an exhibit to Form 8-K on March 4, 2020 and incorporated herein by this reference. |
| (18) | Previously filed as an exhibit to Form 8-K on July 21, 2020 and incorporated herein by this reference. |
| (19) | Previously filed as an exhibit to Form 8-K on December 31, 2020 and incorporated herein by this reference. |
| (20) | Previously filed as an exhibit to Form 8-K on May 20, 2021 and incorporated herein by this reference. |
| (21) | Previously filed as an exhibit to Form 8-K on May 16, 2022 and incorporated herein by this reference. |
| (22) | Previously filed as an exhibit to Form 8-K on June 3, 2022 and incorporated herein by this reference. |
| (23) | Previously filed as an exhibit to Form 8-K on September 23, 2022 and incorporated herein by this reference. |
| (24) | Previously filed as an exhibit to Form 8-K on October 6, 2022 and incorporated herein by this reference. |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.