Listed below are the exhibits which are filed or furnished as part of this annual report on Form 10-K (according to the number assigned to them in Item 601 of Regulation S-K):
| |
| Exhibit | | |
| Number | | Description of Document |
| 3.1(1) | | Certificate of Statutory Trust of the Registrant. |
| 3.2(2) | | Fourth Amended and Restated Declaration of Trust and Trust Agreement. |
| 3.3(5) | | Sixth Amended and Restated Limited Liability Company Agreement of the Sponsor. |
| 4.1(9) | | Description of Securities. |
| 10.1(7) | | Form of Authorized Participant Agreement. |
| 10.1(8) | | Futures and Cleared Derivatives Transactions Customer Agreement with RBC Capital Markets, LLC |
| 10.2(3) | | Marketing Agent Agreement. |
| 10.3(4) | | Amendment Agreement to Marketing Agent Agreement. |
| 10.3(5) | | Amendment 6 to the Marketing Agent Agreement, dated as of October 1, 2022, between United States Commodity Funds LLC, United States Commodity Index Funds Trust, and ALPS Distributors, Inc. |
| 10.4(6) | | Form of Custody Agreement with The Bank of New York Mellon. |
| 10.5(6) | | Form of Transfer Agency and Service Agreement with The Bank of New York Mellon. |
| 10.6(6) | | Form of Fund Administration and Accounting Agreement with Administrative Agency Agreement with The Bank of New York Mellon. |
| 10.7(8) | | Amended and Restated Licensing Agreement. |
| 10.8(8) | | Amended and Restated Advisory Agreement. |
| 23.1(10) | | Consent of Independent Registered Public Accounting Firm. |
| 31.1(10) | | Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934. |
| 31.2(10) | | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934. |
| 32.1(10) | | Certification of Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U. S. C. 1350). |
| 32.2(10) | | Certification of Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U. S. C. 1350). |
| 97.1(10) | | Dodd-Frank Compensation Recoupment Policy. |
| 101.INS | | XBRL Instance Document. |
| 101.SCH | | XBRL Taxonomy Extension Schema. |
| 101.CAL | | XBRL Taxonomy Extension Calculation Linkbase. |
| 101.DEF | | XBRL Taxonomy Extension Definition Linkbase. |
| 101.LAB | | XBRL Taxonomy Extension Label Linkbase. |
| 101.PRE | | XBRL Taxonomy Extension Presentation Linkbase. |
| (1) | Incorporated by reference to the initial Registration Statement on Form S-1 (File No. 333-164024) filed on December 24, 2009. |
| (2) | Incorporated by reference to Registrant’s Current Report on Form 8-K, filed on December 15, 2017. |
| (3) | Incorporated by reference to Amendment No. 5 to the Registrant’s Registration Statement on Form S-1/A (File No. 333-164024) filed on July 23, 2010. |
| (4) | Incorporated by reference to Amendment No. 1 to the Registrant’s Registration Statement on Form S-1/A (File No. 333-170844) filed on August 31, 2011. |
| (5) | Incorporated by reference to Registrant’s Annual Report on Form 10-K for the year ended December 31, 2015, filed on March 11, 2016. |
| (6) | Incorporated by reference to Registrant’s Current Report on Form 8-K, filed on March 30, 2020. |
| (7) | Incorporated by reference to Registrant’s Post-Effective Amendment No. 2 to Form S-1 (File No. 333-195018) filed on March 31, 2016. |
| (8) | Incorporated by reference to Registrant’s Current Report on Form 8-K, filed on April 24, 2018. |
| (9) | Incorporated by reference to Registrant’s Annual Report on Form 10-K for the year ended December 31, 2019, filed on March 13, 2020. |
