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Energy Services of America CORP

For the period ended Sep 30, 2023. Filed Jan 16, 2024.

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About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Jan 16, 2024

ESOA$9.06+5.1%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Contents

Table of Contents

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ITEM 1.Business3
ITEM 1A.​Risk Factors8
ITEM 1B.​Unresolved Staff Comments15
ITEM 2.​Properties15
ITEM 3.​Legal Proceedings16
ITEM 4.​Mine Safety Disclosures16
ITEM 5.​Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities16
ITEM 6.​Reserved17
ITEM 7.​Management’s Discussion and Analysis of Financial Condition and Results of Operations17
ITEM 7A.​Quantitative and Qualitative Disclosures about Market Risk32
ITEM 8.​Financial Statements and Supplementary Data32
ITEM 9.​Changes In and Disagreements with Accountants on Accounting and Financial Disclosure32
ITEM 9A.​Controls and Procedures32
ITEM 9B.​Other Information33
ITEM 9C.​Disclosure Regarding Foreign Jurisdictions that Prevent Inspections33
ITEM 10.​Directors, Executive Officers and Corporate Governance34
ITEM 11.​Executive Compensation34
ITEM 12.​Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters34
ITEM 13.​Certain Relationships and Related Transactions, and Director Independence34
ITEM 14.​Principal Accountant Fees and Services34
ITEM 15.​Exhibits and Financial Statement Schedules35
Signatures.37

Forward Looking Statements

Within Energy Services’ (as defined below) consolidated financial statements and this Annual Report on Form 10-K, there are included statements reflecting assumptions, expectations, projections, intentions, or beliefs about future events that are intended as “forward-looking statements” under the Private Securities Litigation Reform Act of 1995. You can identify these statements by the fact that they do not relate strictly to historical or current facts. They use words such as “anticipate,” “estimate,” “project,” “forecast,” “may,” “will,” “should,” “could,” “expect,” “believe,” “intend” and other words of similar meaning.

These forward-looking statements do not guarantee future performance and involve or rely on risks, uncertainties, and assumptions that are difficult to predict or beyond Energy Services’ control. Energy Services has based its forward-looking statements on management’s beliefs and assumptions based on information available to management at the time the statements are made. Actual outcomes and results may differ materially from what is expressed, implied, and forecasted by forward-looking statements and any or all of Energy Services’ forward-looking statements may turn out to be wrong. The accuracy of such statements can be affected by inaccurate assumptions and by known or unknown risks and uncertainties.

All the forward-looking statements, whether written or oral, are expressly qualified by these cautionary statements and any other cautionary statements that may accompany such forward-looking statements or that are otherwise included in this report. In addition, Energy Services does not undertake and expressly disclaims any obligation to update or revise any forward-looking statements to reflect events or circumstances after the date of this report or otherwise.

PART I

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.