Happen, Inc.

For the period ended Jun 30, 2026. Filed Jul 30, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Jul 30, 2026

HAPN$16.22+1.6%Stored close · as of Nov 9, 2026

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Contents

Item 6. Exhibits

Exhibit Index

The exhibits noted in the accompanying Exhibit Index are filed or incorporated by reference as a part of this Report and such Exhibit Index is incorporated herein by reference.

Incorporated by Reference
ExhibitNumber	Exhibit Description	Form	File No.	Exhibit	FilingDate	Filed Herewith
3.1	Certificate of Amendment of Eighth Amended and Restated Certificate of Incorporation, effective June 22, 2026	8-K	001-36771	3.1	June 22, 2026
3.2	Ninth Amended and Restated Certificate of Incorporation, effective July 28, 2026					X
3.3	Second Amended and Restated Bylaws of the Company, effective June 22, 2026	8-K	001-36771	3.2	June 22, 2026
3.4	Third Amended and Restated Bylaws of the Company, effective July 28, 2026					X
10.1	Non-Employee Director Compensation Policy, effective June 2, 2026					X
10.2	2014 Equity Incentive Plan, as amended and restated on June 8, 2023, and forms of award agreements thereunder					X
31.1	Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002					X
31.2	Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002					X
32.1	Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002					X
101.INS	XBRL Instance Document‡					X
101.SCH	XBRL Taxonomy Extension Schema Document					X
101.CAL	XBRL Taxonomy Extension Calculation Linkbase					X
101.DEF	XBRL Taxonomy Extension Definition Linkbase					X
101.LAB	XBRL Taxonomy Extension Label Linkbase					X
101.PRE	XBRL Taxonomy Extension Presentation Linkbase					X
104	Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

‡ The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.