LendingClub Corp
For the period ended Sep 30, 2024. Filed Oct 30, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Oct 30, 2024
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Item 5. Other Information
Rule 10b5-1 Trading Plans
The following table shows the trading arrangements intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)adopted by the Company’s directors and executive officers during the third quarter of 2024:
| Name and Title | Adoption Date | Expiration Date | Aggregate Number of Shares to be Sold |
|---|---|---|---|
| Jordan Cheng, General Counsel and Corporate Secretary | August 1, 2024 | February 8, 2025 | Up to 25,000 |
Other than disclosed above, during the third quarter of 2024, none of the Company’s directors or executive officers adopted orterminated any contract, instruction or written plan for the purchase or sale of the Company’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
In the Form 10-Q filed on May 1, 2024 (the May 2024 10-Q), the Company disclosed a Rule 10b5-1 Trading Plan entered into by Erin Selleck (the Selleck Trading Plan). The expiration date of the Selleck Trading Plan, per its original terms, is February 5, 2025, not January 31, 2025, as disclosed in the May 2024 10-Q.
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