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CALIX, INC

For the period ended Sep 26, 2026. Filed Nov 3, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 26, 2026 · Filed Nov 3, 2026

CALX$32.16+5.1%Stored close · as of Nov 9, 2026

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Item 5. Other Information

During the three months ended September 26, 2026, no director or officer of us (as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended)adopted, terminated or modified a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as follows:

On July 28, 2026, Shane Eleniak, Chief Product Officer of the Company, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. The Rule 10b5-1 trading arrangement allows for the sale of up to 364,000 shares of Common Stock, at market prices, commencing November 2026, and continuing until April 30, 2027.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.