CALIX INC
For the period ended Mar 30, 2024. Filed Apr 23, 2024.
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Mar 30, 2024 · Filed Apr 23, 2024
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Item 5. Other Information
During the three months ended March 30, 2024, no director or officer (as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended) of the Company adopted orterminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K. On November 3, 2023, Cory Sindelar, Chief Financial Officer of the Company, adopted a Rule 10b5-1 trading arrangement (the “10b5-1 Plan”) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. The 10b5-1 Plan allows for the contemporaneous exercise of options and sale of up to 55,000 shares of Common Stock, at specific market prices, commencing on February 28, 2024, and continuing until all such options are exercised and the underlying shares are sold, or February 28, 2025, whichever comes first.
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