Bank of Marin Bancorp
For the period ended Dec 31, 2023. Filed Mar 14, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Mar 14, 2024
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Item 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(A) Documents Filed as Part of this Report:
- Financial Statements
The financial statements and supplementary data listed below are filed as part of this report under ITEM 8, captioned Financial Statements and Supplementary Data.
Management's Report on Internal Control over Financial Reporting
Consolidated Statements of Condition as of December 31, 2023 and 2022
Consolidated Statements of Comprehensive Income (Loss) for the years ended December 31, 2023, 2022 and 2021
Consolidated Statements of Changes in Stockholders' Equity for the years ended December 31, 2023, 2022 and 2021
Notes to Consolidated Financial Statements
- Financial Statement Schedules
All financial statement schedules have been omitted, as they are inapplicable or the required information is included in the financial statements or notes thereto.
(B) Exhibits Filed:
The following exhibits are filed as part of this report or hereby incorporated by references to filings previously made with the SEC.
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Herewith |
| 2.01 | Agreement to Merge and Plan of Reorganization, dated April 16, 2021 by and among Bank of Marin Bancorp and American River Bankshares | 8-K | 001-33572 | 2.1 | April 19, 2021 | |
| 3.01 | Articles of Incorporation, as amended | S-4 | 333-257025 | 3.01 | June 11, 2021 | |
| 3.02 | Bylaws, as amended | S-4 | 333-257025 | 3.02 | June 11, 2021 | |
| 4.01 | Description of Capital Stock | 10-K | 001-33572 | 4.01 | March 16, 2023 | |
| 10.01 | Employee Stock Ownership Plan | S-8 | 333-218274 | 4.1 | May 26, 2017 | |
| 10.02 | 2017 Employee Stock Purchase Plan | S-8 | 333-221219 | 4.1 | October 30, 2017 | |
| 10.03 | 2017 Equity Plan, as amended | S-8 | 333-227840 | 4.1 | October 15, 2018 | |
| 10.04 | 2020 Director Stock Plan | S-8 | 333-239555 | 4.1 | June 30, 2020 | |
| 10.05 | Form of Indemnification Agreement for Directors and Executive Officers, dated August 9, 2007 | 10-Q | 001-33572 | 10.06 | November 7, 2007 | |
| 10.06 | 2010 Annual Individual Incentive Compensation Plan, revised 2019 | 10-K | 001-33572 | 10.07 | March 15, 2021 | |
| 10.07 | Salary Continuation Agreement for executive officer Tani Girton, Chief Financial Officer, dated October 18, 2013 | 8-K | 001-33572 | 10.2 | November 4, 2014 | |
| 10.08 | 2007 Form of Change in Control Agreement | 8-K | 001-33572 | 10.1 | October 31, 2007 | |
| 10.09 | Director Deferred Fee Plan, dated December 17, 2020 | 10-K | 001-33572 | 10.13 | March 15, 2021 | |
| 10.10 | Employment Agreement with Timothy Myers, dated September 23, 2021 | 8-K | 001-33572 | 10.1 | September 24, 2021 | |
| 10.11 | Salary Continuation Agreement, as amended for executive officer Timothy Myers, Chief Executive Officer, dated January 1, 2022 | 8-K | 001-33572 | 10.1 | December 21, 2022 | |
| 10.12 | Salary Continuation Agreement for executive officer Nicolette Sloan, Head of Commercial Banking, dated January 1, 2022 | 8-K | 001-33572 | 10.2 | December 21, 2022 | |
| 10.13 | Salary Continuation Agreement for executive officer Misako Stewart, Chief Credit Officer, dated January 1, 2022 | 8-K | 001-33572 | 10.3 | December 21, 2022 | |
| 10.14 | Salary Continuation Agreement for executive officer Brandi Campbell, Head of Retail Banking, dated July 1, 2022 | 8-K | 001-33572 | 10.4 | December 21, 2022 | |
| 14.01 | Code of Ethical Conduct, dated October 20, 2023 | Filed | ||||
| 23.01 | Consent of Moss Adams LLP | Filed | ||||
| 31.01 | Certification of Principal Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed | ||||
| 31.02 | Certification of Principal Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | Filed | ||||
| 32.01 | Certification pursuant to 18 U.S.C. §1350 as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002 | Filed | ||||
| 97.1 | Incentive Compensation Recovery Policy, dated October 2, 2023 | Filed | ||||
| 101.INS | Inline XBRL Instance Document | Filed | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | Filed | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Filed | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | Filed | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | Filed | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | Filed | ||||
Copies of any exhibit to our Annual Report on Form 10-K listed in the index above will be furnished to shareholders as of the record date without charge upon written request by such shareholder addressed as follows: Corporate Secretary, Bank of Marin Bancorp, 504 Redwood Boulevard, Suite 100, Novato, CA 94947.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.