FORUM ENERGY TECHNOLOGIES INC
For the period ended Mar 31, 2024. Filed May 3, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 3, 2024
FET$71.27+2.3%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Exhibit | ||
|---|---|---|
| Number · DESCRIPTION | ||
| 4.1* | — | First Supplemental Indenture, dated as of January 4, 2024, by and among Forum, the subsidiary guarantors party thereto and U.S. Bank Trust Company, National Association (as successor to U.S. Bank National Association), as trustee (incorporated by reference to Exhibit 4.1 to Forum’s Current Report on Form 8-K filed on January 8, 2024). |
| 10.1**# | — | Form of 2024 Performance Restricted Stock Unit Agreement - Executive. |
| 10.2**# | — | Form of 2024 Restricted Stock Unit Agreement - Executive. |
| 10.3**# | — | Form of 2024 Performance Restricted Stock Unit Agreement (with Cash Settlement Option) - Executive. |
| 10.4**# | — | Form of 2024 Restricted Stock Unit Agreement (with Cash Settlement Option) - Executive. |
| 10.5**# | — | Form of 2024 Restricted Stock Unit Agreement - Non Executive Director. |
| 10.6**# | — | Form of 2024 Restricted Stock Award Agreement - Non Executive Director. |
| 10.7**# | — | Form of 2024 Cash Award Agreement - Executive. |
| 10.8* | — | Second Lien Seller Term Loan Credit Agreement, dated as of January 4, 2024, by and among Forum, the lenders party thereto, and Variperm Energy Services Partnership (“VES Partnership”), as administrative and collateral agent for each of the lenders (incorporated by reference to Exhibit 10.1 to Forum’s Current Report on Form 8-K filed on January 8, 2024). |
| 10.9* | — | Amendment No. 1 to Second Lien Seller Term Loan Credit Agreement, dated as of April 10, 2024, by and among Forum, the lenders party thereto, and VES Partnership, as administrative and collateral agent for each of the lenders. |
| 10.10* | — | Investor Rights Agreement, dated as of January 4, 2024, by and among Forum, the Sellers and James Nurcombe (incorporated by reference to Exhibit 10.2 to Forum’s Current Report on Form 8-K filed on January 8, 2024). |
| 22.1* | — | Subsidiary guarantors of the Company's Convertible Secured Notes due 2025. |
| 31.1** | — | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2** | — | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32.1** | — | Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2** | — | Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS** | — | Inline XBRL Instance Document. |
| 101.SCH** | — | Inline XBRL Taxonomy Extension Schema Document. |
| 101.CAL** | — | Inline XBRL Taxonomy Extension Calculation Linkbase Document. |
| 101.LAB** | — | Inline XBRL Taxonomy Extension Label Linkbase Document. |
| 101.PRE** | — | Inline XBRL Taxonomy Extension Presentation Linkbase Document. |
| 101.DEF** | — | Inline XBRL Taxonomy Extension Definition Linkbase Document. |
| 104** | — | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). |
*Previously filed.
**Filed herewith.
#Identifies management contracts and compensatory plans or arrangements.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.