Skip to main content

LPL Financial Holdings Inc

For the period ended Dec 31, 2023. Filed Feb 21, 2024.

View on SEC.gov

About this filing

A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.

FY2023 · Filed Feb 21, 2024

LPLA$305.49+3.4%Stored close · as of Nov 9, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Annual Report on Form 10-K to be signed on its behalf by the undersigned, thereunto duly authorized.

LPL Financial Holdings Inc.
By:/s/ Dan H. Arnold
Dan H. Arnold
President and Chief Executive Officer

Dated: February 21, 2024

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

SignatureTitleDate
/s/ Dan H. Arnold
Dan H. ArnoldPresident, Chief Executive Officer, and Director(Principal Executive Officer)February 21, 2024
/s/ Matthew J. Audette
Matthew J. AudetteChief Financial Officer and Head of Business Operations (Principal Financial Officer)(Principal Accounting Officer)February 21, 2024
/s/ Edward C. Bernard
Edward C. BernardDirectorFebruary 21, 2024
/s/ Paulett Eberhart
Paulett EberhartDirectorFebruary 21, 2024
/s/ William F. Glavin, Jr.
William F. Glavin, Jr.DirectorFebruary 21, 2024
/s/ Albert J. Ko
Albert J. KoDirectorFebruary 21, 2024
/s/ Allison H. Mnookin
Allison H. MnookinDirectorFebruary 21, 2024
/s/ Anne M. Mulcahy
Anne M. MulcahyDirectorFebruary 21, 2024
/s/ James S. Putnam
James S. PutnamDirectorFebruary 21, 2024
/s/ Richard P. Schifter
Richard P. SchifterDirectorFebruary 21, 2024
/s/ Corey E. Thomas
Corey E. ThomasDirectorFebruary 21, 2024
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.