LPL Financial Holdings Inc
For the period ended Dec 31, 2023. Filed Feb 21, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 21, 2024
LPLA$308.51+1.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 8. Financial Statements and Supplementary Data
| Page | |
|---|---|
| Report of Independent Registered Public Accounting Firm (PCAOB ID: 34) | 63 |
| Consolidated Statements of Income for the years ended December 31, 2023, 2022 and 2021 | 65 |
| Consolidated Statements of Financial Condition as of December 31, 2023 and 2022 | 66 |
| Consolidated Statements of Stockholders’ Equity for the years ended December 31, 2023, 2022 and 2021 | 67 |
| Consolidated Statements of Cash Flows for the years ended December 31, 2023, 2022 and 2021 | 68 |
| Notes to Consolidated Financial Statements | 70 |
| Note 1 - Organization and Description of the Company | 70 |
| Note 2 - Summary of Significant Accounting Policies | 70 |
| Note 3 - Revenue | 77 |
| Note 4 - Acquisitions | 81 |
| Note 5 - Fair Value Measurements | 83 |
| Note 6 - Investment Securities | 88 |
| Note 7 - Receivables from and Payables to Brokers, Dealers and Clearing Organizations | 88 |
| Note 8 - Property and Equipment, Net | 89 |
| Note 9 - Goodwill and Other Intangibles, Net | 89 |
| Note 10 - Other Assets and Other Liabilities | 91 |
| Note 11 - Corporate Debt and Other Borrowings, Net | 92 |
| Note 12 - Leases | 94 |
| Note 13 - Income Taxes | 95 |
| Note 14 - Commitments and Contingencies | 97 |
| Note 15 - Stockholders’ Equity | 99 |
| Note 16 - Share-based Compensation, Employee Incentives and Benefit Plans | 100 |
| Note 17 - Earnings per Share | 102 |
| Note 18 - Net Capital and Regulatory Requirements | 102 |
| Note 19 - Financial Instruments with Off-Balance Sheet Credit Risk and Concentrations of Credit Risk | 103 |
| Note 20 - Subsequent Events | 104 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.