TIPTREE INC.
For the period ended Mar 31, 2026. Filed Apr 30, 2026.
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Mar 31, 2026 · Filed Apr 30, 2026
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Item 5. Other Information
On March 11, 2026, Michael Barnes, the Company’s Chairman and Chief Executive Officer, adopted a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5‑1(c) under the Securities Exchange Act of 1934. The trading plan permits the purchase of up to an aggregate of $2,000,000 of shares of the Company’s common stock, subject to the terms and conditions of the plan and applicable securities laws. The trading plan will terminate on March 10, 2027, subject to early termination for certain specified events set forth in the plan.
Under the terms of the trading plan, the first purchase of shares may occur on or after June 10, 2026. Any transactions executed pursuant to the trading plan will be disclosed in accordance with applicable securities laws, including Section 16 of the Exchange Act.
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