ALPHA & OMEGA SEMICONDUCTOR Ltd
For the period ended Sep 30, 2025. Filed Nov 6, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 6, 2025
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Other Information
ITEM 5. OTHER INFORMATION
Trading Plans or Rule 10b5-1 Trading Plans
The table below summarizes the material terms of trading arrangements adopted by any of our executive officers and directors during the three months ended September 30, 2025. All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1(c).
| Name · Title · Date of Adoption · End Date ( 1) · Aggregate number of common shares to be sold pursuant to 10b5-1 trading agreements | |||||
|---|---|---|---|---|---|
| Bing Xue | Executive Vice President Worldwide Sales and Business Development | August 14, 2025 | July 23, 2026 | 12,002 | (2) |
| Yifan Liang | Chief Financial Officer | August 21, 2025 | May 22, 2026 | 35,142 | |
| Stephen Chang | Chief Executive Officer | September 08, 2025 | June 30, 2026 | 20,478 | |
Each plan will expire on the earlier of the end date and the completion of all transactions under the trading agreements.
Excludes (i) approximately 3,690 common shares to be issued upon the vesting of Restricted Share Unit awards (RSU) and (ii) approximately 3,690 common shares to be issued upon the vesting of Performance Share Unit awards (PSU), assuming the achievement of applicable corporate performance goals in the future; in each case of (i) and (ii), taking into account shares to be withheld to satisfy estimated tax withholding obligations based on an assumed closing price of our common shares at such vesting dates.
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