ALPHA & OMEGA SEMICONDUCTOR Ltd
For the period ended Sep 30, 2024. Filed Nov 5, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 5, 2024
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Other Information
ITEM 5. OTHER INFORMATION
Trading Plans or Rule 10b5-1 Trading Plans
The table below summarizes the material terms of trading arrangements adopted by any of our executive officers or directors during the September 2024 quarter. All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1(c).
| Name | Title | Date of Adoption | End Date 1 | Aggregate number of shares common shares to be sold pursuant to 10b5-1 trading agreements |
|---|---|---|---|---|
| Claudia Chen | Director | September 5, 2024 | September 2, 2025 | 5,623 |
| Yifan Liang | Chief Financial Officer | September 4, 2024 | August 25, 2025 | 31,004 |
| Bing Xue | Executive Vice Presidentof Worldwide Sales andBusiness Development | September 3, 2024 | October 31, 2025 | 37,677 |
1 Each plan will expire on the earlier of the end date and the completion of all transactions under the trading arrangement.
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