GREEN DOT CORP
For the period ended Dec 31, 2023. Filed Feb 29, 2024.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 29, 2024
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Item 15. Exhibits, Financial Statement Schedules
(a) The following documents are filed as exhibits to this report:
- Financial Statements
The Index to Consolidated Financial Statements in Item 8 of this report is incorporated herein by reference as the list of financial statements required as part of this report.
- Financial Statement Schedules
All financial statement schedules have been omitted, since the required information is not applicable or is not present in amounts sufficient to require submission of the schedule, or because the information required is included in the consolidated financial statements and notes thereto.
- Exhibits
The following exhibits are filed as part of or furnished with this annual report on Form 10-K as applicable:
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit Number · Exhibit Title · Form · Date Filed · Number · Filed Herewith | ||||
| 3.1 | Tenth Amended and Restated Certificate of Incorporation of the Registrant. | S-1(A2) | April 26, 2010 | 3.02 |
| 3.2 | Certificate of Amendment to Tenth Amended and Restated Certificate of Incorporation of Green Dot Corporation. | 8-K | May 31, 2017 | 3.1 |
| 3.3 | Amended and Restated Bylaws of the Registrant. | 8-K | December 19, 2016 | 3.1 |
| 3.4 | Amendment to Amended and Restated Bylaws of Green Dot Corporation (dated March 4, 2020) | 8-K | March 6, 2020 | 3.1 |
| 3.5 | Certificate of Designations of Series A Convertible Junior Participating Non-Cumulative Perpetual Preferred Stock of Green Dot Corporation dated as of December 8, 2011. | 8-K | December 14, 2011 | 3.01 |
| 4.1 | Description of Securities. | 10-K | March 2, 2020 | 4.1 |
| 10.1* | Form of Indemnity Agreement. | S-1(A4) | June 29, 2010 | 10.01 |
| 10.2* | Green Dot Corporation 2010 Equity Incentive Plan, as amended (including related form agreements and related policies). | 10-Q | August 8, 2023 | 10.1 |
| 10.3 | 2010 Employee Stock Purchase Plan, as amended and restated | DEF 14A | April 16, 2021 | *** |
| 10.4+ | 2020 Amended and Restated Walmart MoneyCard Program Agreement dated as of May 1, 2015 by and among the Registrant, Green Dot Bank, Wal-Mart Stores, Inc., Walmart Stores Texas L.P., Wal-Mart Louisiana, LLC, Wal-Mart Stores Arkansas, LLC, Wal-Mart Stores East, L.P. and Wal-Mart Puerto Rico, Inc. and Walmart Apollo, LLC. | 10-K | March 2, 2020 | 10.6 |
| 10.5† | Processing Services Agreement dated as of December 19, 2013 by and among the Registrant and Mastercard International Incorporated. | 10-Q/A | June 7, 2017 | 10.1 |
| 10.6† | Amendment to the Processing Services Agreement dated as of September 10, 2018 by and among the Registrant and Mastercard International Incorporated. | 10-Q | November 9, 2018 | 10.1 |
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| Exhibit Number | Exhibit Title | Form | Date Filed | Number | Filed Herewith |
| 10.7* | Form of Executive Severance Agreement. | S-1(A-2) | April 26, 2010 | 10.12 | |
| 10.8* | Green Dot Corporation Executive Incentive Plan | 10-Q | November 6, 2020 | 10.1 | |
| 10.9* | Employment Agreement between George Gresham and Green Dot Corporation dated October 21, 2021. | 8-K | October 26, 2021 | 10.1 | |
| 10.10* | Amended and Restated Employment Agreement, dated October 16, 2022, between Green Dot Corporation and George Gresham | 8-K | October 17, 2022 | 10.1 | |
| 21.1 | Subsidiaries of Green Dot Corporation. | X | |||
| 23.1 | Consent of Ernst & Young LLP, independent registered public accounting firm. | X | |||
| 31.1 | Certification of George Gresham, Chief Executive Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 31.2 | Certification of Jess Unruh, Chief Financial Officer, pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.1** | Certification of George Gresham, Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 32.2** | Certification of Jess Unruh, Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | |||
| 97* | Compensation Recovery Policy | X | |||
| 101 | The following financial statements from the Company's Annual Report on Form 10-K for the year ended December 31, 2023, formatted in Inline XBRL: (i) Consolidated Balance Sheets as of December 31, 2023 and 2022, (ii) Consolidated Statements of Operations for the Years Ended December 31, 2023, 2022 and 2021, (iii) Consolidated Statements of Comprehensive Income for the Years Ended December 31, 2023, 2022 and 2021, (iv) Consolidated Statements of Changes in Stockholders' Equity for the Years Ended December 31, 2023, 2022 and 2021, (v) Consolidated Statements of Cash Flows for the Years Ended December 31, 2023, 2022 and 2021 and (vi) Notes to Consolidated Financial Statements, tagged as blocks of text and including detailed tags. | X | |||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | X | |||
*Indicates management contract or compensatory plan or arrangement.
** Furnished, not filed.
*** Incorporated by reference to Appendix A to the Registrant’s definitive proxy statement, dated April 16, 2021, for the 2021 Annual Meeting of Stockholders
- Certain portions of this document that constitute confidential information have been redacted in accordance with Regulation S-K, Item 601(b)(10).
† Registrant has omitted portions of the referenced exhibit and filed such exhibit separately with the Securities and Exchange Commission pursuant to a grant of confidential treatment under Rule 406 or Rule 24b-2 promulgated under the Securities Act or Rule 24b-2 promulgated under the Exchange Act.
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