Interactive Brokers Group, Inc.

For the period ended Jun 30, 2026. Filed Aug 6, 2026.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Jun 30, 2026 · Filed Aug 6, 2026

IBKR$77.59+0.0%Stored close · as of Nov 10, 2026

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Contents

Financial Assets and Financial Liabilities

Financial Assets and Financial Liabilities

Financial Assets and Liabilities Measured at Fair Value on a Recurring Basis

The tables below present, by level within the fair value hierarchy (see Note 2), financial assets and liabilities, measured at fair value on a recurring basis for the periods indicated. As required by ASC Topic 820, financial assets and financial liabilities are classified in their entirety based on the lowest level of input that is significant to the respective fair value measurement.

Level 1 · Level 2 · Level 3 · Total
(in millions)
Securities segregated for regulatory purposes
U.S. and foreign government securities	$	7,895	$	—	$	—	$	7,895
Municipal securities		—		131		—		131
Total securities segregated for regulatory purposes		7,895		131		—		8,026
Financial instruments owned, at fair value
Stocks		3,008		—		—		3,008
Options		72		68		—		140
U.S. and foreign government securities		85		—		—		85
Precious metals		—		48		—		48
Currency forward contracts		—		36		—		36
Total financial instruments owned, at fair value		3,165		152		—		3,317
Other assets
Customer-held fractional shares		582		—		—		582
Other investments in equity securities		39		—		—		39
Total other assets		621		—		—		621
Total financial assets at fair value	$	11,681	$	283	$	—	$	11,964

Level 1 · Level 2 · Level 3 · Total
(in millions)
Financial instruments sold, but not yet purchased, at fair value
Stocks	$	254	$	—	$	—	$	254
Options		44		163		—		207
Precious metals		—		42		—		42
Currency forward contracts		—		6		—		6
Total financial instruments sold, but not yet purchased, at fair value		298		211		—		509
Accounts payable, accrued expenses and other liabilities
Fractional shares repurchase obligation		582		—		—		582
Total accounts payable, accrued expenses and other liabilities		582		—		—		582
Total financial liabilities at fair value	$	880	$	211	$	—	$	1,091

Level 1 · Level 2 · Level 3 · Total
(in millions)
Securities segregated for regulatory purposes
U.S. and foreign government securities	$	6,031	$	—	$	—	$	6,031
Municipal securities		—		66		—		66
Total securities segregated for regulatory purposes		6,031		66		—		6,097
Financial instruments owned, at fair value
Stocks		4,780		—		—		4,780
Options		23		49		—		72
U.S. and foreign government securities		63		—		—		63
Precious metals		—		50		—		50
Currency forward contracts		—		17		—		17
Total financial instruments owned, at fair value		4,866		116		—		4,982
Other assets
Customer-held fractional shares		428		—		—		428
Other investments in equity securities		88		—		—		88
Total other assets		516		—		—		516
Total financial assets at fair value	$	11,413	$	182	$	—	$	11,595

Level 1 · Level 2 · Level 3 · Total
(in millions)
Financial instruments sold, but not yet purchased, at fair value
Stocks	$	199	$	—	$	—	$	199
Options		15		483		—		498
Precious metals		—		42		—		42
Currency forward contracts		—		1		—		1
Total financial instruments sold, but not yet purchased, at fair value		214		526		—		740
Accounts payable, accrued expenses and other liabilities
Fractional shares repurchase obligation		428		—		—		428
Total accounts payable, accrued expenses and other liabilities		428		—		—		428
Total financial liabilities at fair value	$	642	$	526	$	—	$	1,168

Level 3 Financial Assets and Financial Liabilities

There were no transfers in or out of level 3 for the six months ended June 30, 2026.

Financial Assets and Liabilities Not Measured at Fair Value

Financial assets and liabilities not measured at fair value are recorded at carrying value, which approximates fair value due to their short-term nature. The tables below represent the carrying value, fair value and fair value hierarchy category of certain financial assets and liabilities that are not recorded at fair value in the condensed consolidated statements of financial condition for the periods indicated. The tables below exclude certain financial instruments such as equity method investments and all non-financial assets and liabilities.

Carrying Value · Fair Value · Level 1 · Level 2 · Level 3
(in millions)
Financial assets, not measured at fair value
Cash and cash equivalents	$	7,711	$	7,711	$	7,711	$	—	$	—
Cash - segregated for regulatory purposes		56,594		56,594		56,594		—		—
Securities - segregated for regulatory purposes		31,578		31,578		—		31,578		—
Securities borrowed		10,006		10,006		—		10,006		—
Securities purchased under agreements to resell		13,627		13,627		—		13,627		—
Receivables from customers		108,939		108,939		—		108,939		—
Receivables from brokers, dealers and clearing organizations		5,120		5,120		—		5,120		—
Interest receivable		592		592		—		592		—
Other assets		85		87		—		47		40
Total financial assets, not measured at fair value	$	234,252	$	234,254	$	64,305	$	169,909	$	40

Financial liabilities, not measured at fair value
Short-term borrowings	$	13	$	13	$	—	$	13	$	—
Securities loaned		45,410		45,410		—		45,410		—
Payables to customers		176,779		176,779		—		176,779		—
Payables to brokers, dealers and clearing organizations		819		819		—		819		—
Interest payable		348		348		—		348		—
Total financial liabilities, not measured at fair value	$	223,369	$	223,369	$	—	$	223,369	$	—

Carrying Value · Fair Value · Level 1 · Level 2 · Level 3
(in millions)
Financial assets, not measured at fair value
Cash and cash equivalents	$	4,963	$	4,963	$	4,963	$	—	$	—
Cash - segregated for regulatory purposes		50,332		50,332		50,332		—		—
Securities - segregated for regulatory purposes		20,424		20,424		—		20,424		—
Securities borrowed		11,589		11,589		—		11,589		—
Securities purchased under agreements to resell		7,117		7,117		—		7,117		—
Receivables from customers		90,475		90,475		—		90,475		—
Receivables from brokers, dealers and clearing organizations		5,161		5,161		—		5,161		—
Interest receivable		530		530		—		530		—
Other assets		70		71		—		32		39
Total financial assets, not measured at fair value	$	190,661	$	190,662	$	55,295	$	135,328	$	39

Financial liabilities, not measured at fair value
Short-term borrowings	$	19	$	19	$	—	$	19	$	—
Securities loaned		24,751		24,751		—		24,751		—
Payables to customers		154,336		154,336		—		154,336		—
Payables to brokers, dealers and clearing organizations		1,566		1,566		—		1,566		—
Interest payable		321		321		—		321		—
Total financial liabilities, not measured at fair value	$	180,993	$	180,993	$	—	$	180,993	$	—

Netting of Financial Assets and Financial Liabilities

The Company’s policy is to net securities borrowed and securities loaned, and securities purchased under agreements to resell and securities sold under agreements to repurchase that meet the offsetting requirements prescribed in ASC Topic 210-20. In the tables below, the amounts of financial instruments that are not offset in the condensed consolidated statements of financial condition, but could be netted against cash or financial instruments with specific counterparties under master netting agreements, according to the terms of the agreements, including clearing houses (exchange-traded options, warrants and discount certificates) or over the counter currency forward contract counterparties, are presented to provide financial statement readers with the Company’s net payable or receivable with counterparties for these financial instruments.

The tables below present the netting of financial assets and financial liabilities for the periods indicated.

Amounts · Net Amounts · Amounts Not Offset
Gross · Offset in the · Presented in · in the Condensed
Amounts · Condensed · the Condensed · Consolidated
of Financial · Consolidated · Consolidated · Statements of
Assets and · Statements of · Statements of · Financial Condition
Liabilities · Financial · Financial · Cash or Financial · Net
Recognized · Condition2 · Condition · Instruments · Amount
(in millions)
Offsetting of financial assets
Securities segregated for regulatory purposes:
Segregated securities purchased under agreements to resell	$	29,072	1	$	—	$	29,072	$	(29,072)	$	—
Segregated securities borrowed		2,506	1		—		2,506		(2,429)		77
Securities borrowed		10,006			—		10,006		(9,746)		260
Securities purchased under agreements to resell		13,627			—		13,627		(13,627)		—
Financial instruments owned, at fair value
Options		140			—		140		(112)		28
Currency forward contracts		36			—		36		—		36
Total	$	55,387		$	—	$	55,387	$	(54,986)	$	401

Offsetting of financial liabilities
Securities loaned	$	45,410	$	—	$	45,410	$	(43,728)	$	1,682
Financial instruments sold, but not yet purchased, at fair value
Options		207		—		207		(112)		95
Currency forward contracts		6		—		6		—		6
Total	$	45,623	$	—	$	45,623	$	(43,840)	$	1,783

Amounts · Net Amounts · Amounts Not Offset
Gross · Offset in the · Presented in · in the Condensed
Amounts · Condensed · the Condensed · Consolidated
of Financial · Consolidated · Consolidated · Statements of
Assets and · Statements of · Statements of · Financial Condition
Liabilities · Financial · Financial · Cash or Financial · Net
Recognized · Condition2 · Condition · Instruments · Amount
(in millions)
Offsetting of financial assets
Securities segregated for regulatory purposes:
Segregated securities purchased under agreements to resell	$	17,981	1	$	—	$	17,981	$	(17,981)	$	—
Segregated securities borrowed		2,443	1		—		2,443		(2,367)		76
Securities borrowed		11,589			—		11,589		(11,241)		348
Securities purchased under agreements to resell		7,117			—		7,117		(7,117)		—
Financial instruments owned, at fair value
Options		72			—		72		(64)		8
Currency forward contracts		17			—		17		—		17
Total	$	39,219		$	—	$	39,219	$	(38,770)	$	449

Offsetting of financial liabilities
Securities loaned	$	24,751	$	—	$	24,751	$	(23,261)	$	1,490
Financial instruments sold, but not yet purchased, at fair value
Options		498		—		498		(64)		434
Currency forward contracts		1		—		1		—		1
Total	$	25,250	$	—	$	25,250	$	(23,325)	$	1,925

As of June 30, 2026 and December 31, 2025, the Company had$29.1 billion and$18.0 billion, respectively, of securities purchased under agreements to resell, and$2.5 billion and$2.4 billion, respectively, of securities borrowed that were segregated to satisfy regulatory requirements. These securities are reported in “Securities - segregated for regulatory purposes” in the condensed consolidated statements of financial condition.

The Company did not have any balances eligible for netting in accordance with ASC Topic 210-20 as of June 30, 2026 and December 31, 2025.

Secured Financing Transactions – Maturities and Collateral Pledged

The tables below present gross obligations for securities loaned transactions by remaining contractual maturity and class of collateral pledged for the periods indicated.

	Remaining Contractual Maturity
	Overnight		Less than		30 – 90		Over 90
and Open · 30 days · days · days · Total
(in millions)
Securities loaned
Stocks	$	45,268		$		—		$	—	$	—	$	45,268
Corporate bonds		141				—			—		—		141
Foreign government securities		1				—			—		—		1
Total securities loaned	$	45,410		$		—		$	—	$	—	$	45,410

	Remaining Contractual Maturity
	Overnight		Less than		30 – 90		Over 90
and Open · 30 days · days · days · Total
(in millions)
Securities loaned
Stocks	$	24,596		$		—		$	—	$	—	$	24,596
Corporate bonds		145				—			—		—		145
Foreign government securities		10				—			—		—		10
Total securities loaned	$	24,751		$		—		$	—	$	—	$	24,751

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.