Interactive Brokers Group Inc
For the period ended Sep 30, 2024. Filed Nov 7, 2024.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2024 · Filed Nov 7, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
INFORMATION
Rule 10b5-1 Trading Plans
The following table discloses the adoption of Rule 10b5-1 trading plans for the sale of shares of our common stock by our directors and officers (as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended) during the three months ended September 30, 2024, each of which is intended to satisfy the affirmative defense conditions of Rule 10b-51(c) under the Exchange Act.
| Name | Title | Plan Adoption and/or Termination | Plan Adoption Date | Plan Expiration Date (1) | Purchase or Sale | Aggregate Number of IBKR shares to be Sold |
|---|---|---|---|---|---|---|
| Thomas Peterffy | Chairman of the Board of Directors | Adoption | July 24, 2024 | February 10, 2025 | Sale | 1,692,901 |
| Earl H. Nemser | Vice Chairman and Director | Adoption (2) | August 20, 2024 | July 27, 2025 | Sale | 100,000 |
(1)Or upon the earlier completion of all authorized transactions under the plan.
(2)Mr. Nemser, through EN Holdings LLC, a limited liability company owned by Mr. Nemser and his affiliates, adopted a new Rule 10b5-1 trading plan.
Other than as disclosed above, no other director or officer adopted, modified or terminated a contract, instruction or written plan for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a “non-Rule 10b5-1 trading arrangement”, as defined in Item 408(c) of Regulation S-K.
ITEM 6
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.