Interactive Brokers Group Inc
For the period ended Dec 31, 2023. Filed Feb 27, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2023 · Filed Feb 27, 2024
IBKR$77.57+2.3%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Table of Contents
of Contents
| Cautionary Note Regarding Forward Looking Statements | 1 | |
|---|---|---|
| PART I | ||
| ITEM 1 | Business | 2 |
| ITEM 1A | Risk Factors | 20 |
| ITEM 1B | Unresolved Staff Comments | 35 |
| ITEM 1C | Cybersecurity | 35 |
| ITEM 2 | Properties | 37 |
| ITEM 3 | Legal Proceedings and Regulatory Matters | 38 |
| ITEM 4 | Mine Safety Disclosures | 38 |
| PART II | ||
| ITEM 5 | Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities | 39 |
| ITEM 7 | Management’s Discussion and Analysis of Financial Condition and Results of Operations | 41 |
| ITEM 7A | Quantitative and Qualitative Disclosures about Market Risk | 60 |
| ITEM 8 | Financial Statements and Supplementary Data | 65 |
| ITEM 9 | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | 107 |
| ITEM 9A | Controls and Procedures | 107 |
| ITEM 9B | Other Information | 109 |
| PART III | ||
| ITEM 10 | Directors, Executive Officers and Corporate Governance | 109 |
| ITEM 11 | Executive Compensation | 109 |
| ITEM 12 | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters | 109 |
| ITEM 13 | Transactions with Related Persons, Promoters and Certain Control Persons | 109 |
| ITEM 14 | Principal Accountant Fees and Services | 109 |
| PART IV | ||
| ITEM 15 | Exhibits and Financial Statement Schedules | 111 |
| ITEMS 15 (a)(1) and 15 (a)(2) | Index to Financial Statements and Financial Statement Schedule | 112 |
| ITEM 16 | 10-K Summary | 112 |
| SIGNATURES | ||
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CAUTION
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.