Super Micro Computer, Inc.
For the period ended Jun 30, 2025. Filed Aug 28, 2025.
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FY2025 · Filed Aug 28, 2025
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Item 9B. Other Information
Rule 10b5-1 Trading Plans
During the three months ended June 30, 2025, the following executive officers and directors (as defined in Rule 16a-1(f) under the Exchange Act) of ours adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
| Name | Action | Adoption/Termination Date | Trading Arrangement | Total Shares of Common Stock to be Sold(3) | Expiration Date(4) |
|---|---|---|---|---|---|
| Rule 10b5-1(1) · Non-Rule 10b5-1(2) | |||||
| David Weigand (Senior Vice President, Chief Financial Officer and Chief Compliance Officer) | Adoption | May 30, 2025 | X | 50,000 | December 1, 2025 |
| Sara Liu (Co-Founder, Senior Vice President and Director) | Adoption | May 29, 2025 | X | 600,000 | March 1, 2026 |
(1) Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
(2) “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
(3) This number represents the maximum number of shares of common stock that may be sold pursuant to the trading plan. The number of shares actually sold will depend on the satisfaction of certain conditions as set forth in the plan.
(4) In each case, the trading plan may expire on an earlier date if and when all transactions thereunder are completed.
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