TRUPANION, INC.
For the period ended Sep 30, 2026. Filed Nov 5, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 5, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Unregistered Sales of Equity Securities and Use of Proceeds
Company Purchases of Equity Securities
Stock repurchases during thethree months ended September 30, 2026 were as follows:
| Period · Total Number of Shares Purchased · Average Price Paid per Share(1) · Total Number of Shares Purchased as Part of Publicly Announced Programs · Approximate Dollar Value of Shares that May Yet Be Purchased Under the Program | |||||
|---|---|---|---|---|---|
| (in thousands) | |||||
| July 1, 2026 - July 31, 2026 | — | $— | — | $100,000 | |
| August 1, 2026 - August 31, 2026 | 830,389 | $30.11 | 830,389 | $75,000 | |
| September 1, 2026 - September 30, 2026 | — | $— | — | $75,000 | |
| Total | 830,389 | 830,389 | |||
| (1) Average price paid per share includes costs associated with the repurchases but excludes excise tax of $0.1 million on stock repurchases imposed by the Inflation Reduction Act of 2022. | |||||
Recent Sales of Unregistered Securities
Pursuant to a marketing agreement between us and a strategic distributor, we agreed to issue shares of our common stock to the distributor as partial consideration for sales made through the distributor’s marketing channels of white-label medical and wellness pet insurance products that we create and administer under the agreement. The number of shares we issue is determined quarterly, based on a percentage of revenue from such product sales divided by the volume weighted average price per share for the preceding quarter or, if lower, for the three months ended December 5, 2021. The shares we issue are subject to various restrictions, including a minimum holding period of two years and customary transfer restrictions for shares acquired in a private placement. During the quarter ended September 30, 2026, we issued 9,071 shares of our common stock to the distributor in respect of product sales that occurred in the quarter ended June 30, 2026. We offered and sold these shares in reliance upon the exemption from the registration set forth under Section 4(a)(2) of the Securities Act, and the regulations promulgated thereunder relating to sales by an issuer not involving any public offering, and in reliance on similar exemptions under applicable state laws.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.